Linda Lai Kuen Liu
廖麗娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linda Lai Kuen Liu (廖麗娟), a licensed former licensee with CE reference AGJ397. This person has 12.7 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2015-06-24 | 2016-05-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 - Asset management | 2015-06-24 | 2016-05-09 |
| MEAG Hong Kong Limited | RO | Type 4 - Advising on securities | 2007-12-12 | 2015-02-11 |
| MEAG Hong Kong Limited | RO | Type 9 - Asset management | 2007-12-12 | 2015-02-11 |
| MEAG Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-11-08 | 2007-12-12 |
| MEAG Hong Kong Limited | Rep | Type 9 - Asset management | 2007-11-08 | 2007-12-12 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2007-08-07 | 2007-11-01 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-03-08 | 2007-08-07 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-03-15 | 2007-06-10 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-01-23 | 2007-11-01 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-29 | 2006-01-23 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-02-16 | 2005-09-29 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-12-29 | 2005-06-29 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-12-29 | 2005-06-29 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-16 | 2005-02-16 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-25 | 2004-10-24 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-24 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Linda Lai Kuen Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.