Tse Fung Lau
劉子峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tse Fung Lau (劉子峯), CE reference AAJ835. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qeelyn Analytics Asset Management Limited 祺麟資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-02 | 2023-12-31 |
| Qeelyn Analytics Asset Management Limited 祺麟資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-02 | 2023-12-31 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-16 | 2020-02-29 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-16 | 2020-02-29 |
| First Fidelity Capital (International) Limited | RO | Type 9 — Asset management | 2016-07-14 | 2019-03-17 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2016-06-02 | 2016-07-14 |
| Koi Investment Partners International Limited |
RO | Type 9 — Asset management | 2014-11-13 | 2016-05-24 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-20 | 2014-04-11 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-09 | 2010-07-21 |
| Sattva Investment Advisors Limited | Rep | Type 9 — Asset management | 2009-10-07 | 2010-01-31 |
| Demeter Asset Management Limited |
Rep | Type 9 — Asset management | 2007-07-10 | 2009-09-30 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2005-01-26 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-12-01 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 9 — Asset management | present | 2007-01-18 |