Ngoc Bich Pham
范玉碧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngoc Bich Pham (范玉碧), CE reference AEZ564. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-21 | 2012-01-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-21 | 2012-01-28 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | present | 2005-01-03 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 5 — Advising on futures contracts | present | 2005-12-01 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 9 — Asset management | present | 2006-02-01 |