Kai Yang Lee
李凱揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yang Lee (李凱揚), a licensed former licensee with CE reference AOJ012. This person has 14.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-24 | 2023-09-19 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-24 | 2023-09-19 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-24 | 2023-09-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-24 | 2017-12-24 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-24 | 2017-12-24 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-24 | 2017-12-24 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-04 | 2014-08-28 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-20 | 2014-08-28 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-12-23 | 2014-08-28 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-12-23 | 2014-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yang Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.