Kai Yang Lee
李凱揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yang Lee (李凱揚), a licensed former licensee with CE reference AOJ012. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-24 | 2023-09-19 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-24 | 2023-09-19 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-24 | 2023-09-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-24 | 2017-12-24 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-24 | 2017-12-24 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-24 | 2017-12-24 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-04 | 2014-08-28 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-20 | 2014-08-28 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-23 | 2014-08-28 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-12-23 | 2014-08-28 |