Michael Brian Lai-Choo-Kan

CE No. ACT480 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Brian Lai-Choo-Kan, a licensed former licensee with CE reference ACT480. This person has 19.8 years of SFC licence history. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Templeton Asset Management Ltd RO Type 9 - Asset management 2022-07-05 2023-05-31
Templeton Asset Management Ltd Rep Type 9 - Asset management 2022-02-14 2022-07-05
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
RO Type 4 - Advising on securities 2020-01-09 2021-07-01
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
RO Type 9 - Asset management 2020-01-09 2021-07-01
Templeton Asset Management Ltd RO Type 9 - Asset management 2019-11-28 2021-09-27
Templeton Asset Management Ltd Rep Type 9 - Asset management 2019-08-13 2019-11-28
GAM Hong Kong Limited
環球投資(香港)有限公司
RO Type 4 - Advising on securities 2005-08-25 2019-08-02
GAM Hong Kong Limited
環球投資(香港)有限公司
RO Type 5 - Advising on futures contracts 2005-08-25 2013-05-28
GAM Hong Kong Limited
環球投資(香港)有限公司
RO Type 9 - Asset management 2005-08-25 2019-08-02
GAM Hong Kong Limited
環球投資(香港)有限公司
Rep Type 4 - Advising on securities 2004-07-30 2005-08-25
GAM Hong Kong Limited
環球投資(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-05-13
GAM Hong Kong Limited
環球投資(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2005-08-25
GAM Hong Kong Limited
環球投資(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-05-13
GAM Hong Kong Limited
環球投資(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2005-08-25

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