Warren Wa Lun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Wa Lun Lee (李華倫), a licensed Responsible Officer with CE reference ABS166. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-16 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| Vajra Capital Limited 金剛資本有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-07-18 |
| Vajra Capital Limited 金剛資本有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2007-07-18 |
| Vajra Capital Limited 金剛資本有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Warren Wa Lun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.