Ching Yat Yu
于正一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yat Yu (于正一), a licensed Responsible Officer with CE reference ABF946. Currently licensed at 1 firm(s): Universal Unite Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.9 years of SFC licence history. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Universal Unite Wealth Management Limited 天地合財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-11-09 | present |
| Universal Unite Wealth Management Limited 天地合財富管理有限公司 |
RO | Type 4 - Advising on securities | 2025-05-21 | present |
| Universal Unite Wealth Management Limited 天地合財富管理有限公司 |
RO | Type 9 - Asset management | 2025-05-21 | present |
| HONGKONG NEW PORT FUND MANAGEMENT LIMITED 香港新港基金管理有限公司 |
RO | Type 4 - Advising on securities | 2024-06-18 | 2025-02-16 |
| HONGKONG NEW PORT FUND MANAGEMENT LIMITED 香港新港基金管理有限公司 |
RO | Type 9 - Asset management | 2024-06-18 | 2025-02-16 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-31 | 2024-06-17 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-20 | 2024-06-17 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-18 | 2024-06-17 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-09 | 2018-04-18 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-21 | 2018-01-31 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-07 | 2017-07-22 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-14 | 2017-07-22 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-19 | 2017-07-22 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-10 | 2014-05-19 |
| Sanfull Futures Limited 新富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-16 | 2013-12-31 |
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-18 | 2013-12-31 |
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2011-09-09 | 2011-10-31 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-09 | 2006-06-24 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-09 | 2006-06-24 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-19 | 2004-08-02 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-19 | 2004-08-02 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-16 |
| KuCoin Commodity Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-16 |
| KuCoin HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-16 |
| KuCoin Commodity Futures Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-16 |
| KuCoin HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-16 |
| KuCoin Commodity Futures Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-01-16 |
| KuCoin HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching Yat Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Luyin Wu | AJ SECURITIES LIMITED | 2018–2024 |
| Hao Chen | AJ SECURITIES LIMITED | 2018–2024 |
| Mu Song | AJ SECURITIES LIMITED | 2018–2024 |
| Hin Pan Tsang | AJ SECURITIES LIMITED | 2018–2024 |
| Jingchen Tang | AJ SECURITIES LIMITED | 2018–2022 |
| Sum Yee Bianca Ip | AJ Asset Management Limited | 2019–2024 |
| Baoying Wang | AJ Asset Management Limited | 2019–2022 |
| Hongwei Huang | Mage Securities Limited | 2014–2017 |
| Ning Zhang | Mage Securities Limited | 2014–2017 |
| Zhe Fan | AJ Asset Management Limited | 2019–2024 |
| Kwan Lok Locky Lau | AJ Asset Management Limited | 2019–2024 |
| Yick Tsun Chan | Sanfull Securities Limited | 2011–2013 |
| Yihe Liu | AJ SECURITIES LIMITED | 2018–2021 |
| Po Chun Lai | AJ SECURITIES LIMITED | 2018–2023 |
| Chenwenting Li | AJ SECURITIES LIMITED | 2018–2022 |
| Ernest Kwong Hung Fan | Sanfull Securities Limited | 2011–2013 |
| Chun On Chiu | AJ SECURITIES LIMITED | 2018–2023 |
| Geoffrey Man Hon Lam | AJ SECURITIES LIMITED | 2018–2021 |
| Wai Sang Chan | Mage Securities Limited | 2014–2017 |
| Shiming Liang | AJ SECURITIES LIMITED | 2020–2024 |