Kwan Lok Locky Lau
劉君樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Lok Locky Lau (劉君樂), CE reference BNN600. Currently licensed at 1 firm(s): AJ Asset Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-26 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-26 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-29 | 2024-08-26 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-29 | 2024-08-26 |
| L Capital Limited |
RO | Type 4 — Advising on securities | 2024-02-27 | 2024-06-07 |
| L Capital Limited |
RO | Type 9 — Asset management | 2024-02-27 | 2024-06-07 |
| L Capital Limited |
Rep | Type 4 — Advising on securities | 2024-01-09 | 2024-02-27 |
| L Capital Limited |
Rep | Type 9 — Asset management | 2024-01-09 | 2024-02-27 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-11 | 2023-12-01 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-12-21 | 2023-12-01 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-03 | 2021-12-21 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-03 | 2023-08-11 |