Wells Global Asset Management Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wells Global Asset Management Limited, a Hong Kong-based licensed corporation with CE reference BSI009. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 12). Earliest licence on file: 2022-09-21.
- Category:
-
Buyside · Hedge fund ?
- Registered address:
- Suite 2406, 24/F, Central Plaza 18 Harbour Road, Wan Chai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2022-09-21 | present |
| Type 4 - Advising on securities | 2022-09-21 | present |
| Type 9 - Asset management | 2022-09-21 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kenichi Hasegawa 長谷川建一 | RO 1, 4, 9 | 2022-09 | Present |
| Kota Tamura 田村孝太 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-06 | Present |
| Yuen Yi Fan 范婉儀 | RO 1, 4, 9 | 2022-09 | 2026-03 |
| Pui Shan Lau 劉珮珊 | Rep 1 | 2022-10 | 2026-03 |
| Yu Morikuni 森國優 | Rep 1, 4, 9 | 2024-09 | 2025-09 |
| Joseph Wai Ho Tam 譚偉豪 | Rep 1, 4, 9 | 2024-04 | 2025-08 |
| Chi Ho Mok | Rep 1, 4, 9 | 2024-10 | 2025-02 |
| Yuya Suzuki 鈴木侑也 | Rep 1, 4, 9 | 2022-10 | 2024-11 |
| Cheuk Fai Li 李卓輝 | RO 1, 4, 9 Rep 4, 9 | 2023-03 | 2024-10 |
| Wo Ping Yan 殷和平 | Rep 1, 4, 9 | 2022-11 | 2023-04 |
| Sum Ho Yeung 楊森豪 | RO 1, 4, 9 | 2022-09 | 2023-04 |
| Yue Ching Chan 陳裕晴 | Rep 1, 4 | 2022-12 | 2023-04 |
Showing 1–12 of 12
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