Sum Ho Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Ho Yeung (楊森豪), a licensed Responsible Officer with CE reference AOK594. Currently licensed at 1 firm(s): OnePlatform Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.7 years of SFC licence history. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-21 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-05-21 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 9 - Asset management | 2026-05-21 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-24 | 2026-05-21 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-24 | 2026-05-21 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-04-24 | 2026-05-21 |
| Wells Global Asset Management Limited | RO | Type 1 - Dealing in securities | 2022-09-21 | 2023-04-14 |
| Wells Global Asset Management Limited | RO | Type 4 - Advising on securities | 2022-09-21 | 2023-04-14 |
| Wells Global Asset Management Limited | RO | Type 9 - Asset management | 2022-09-21 | 2023-04-14 |
| AEI Caelus Asset Management Limited 習創凱路斯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-09-25 | 2021-05-31 |
| AEI Caelus Asset Management Limited 習創凱路斯資產管理有限公司 |
RO | Type 9 - Asset management | 2020-03-02 | 2021-05-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-20 | 2019-07-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-20 | 2019-07-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2019-06-20 | 2019-07-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-07 | 2018-12-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-08-13 | 2017-09-07 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-09 | 2018-12-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-09 | 2018-12-26 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-25 | 2010-04-10 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-09-25 | 2010-04-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-16 | 2010-04-10 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-01-16 | 2007-08-10 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-01-16 | 2007-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Ho Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.