Chi Ho Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Mok, a licensed former licensee with CE reference BRP129. This person has 1.3 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Global Asset Management Limited | Rep | Type 1 - Dealing in securities | 2024-10-29 | 2025-02-28 |
| Wells Global Asset Management Limited | Rep | Type 4 - Advising on securities | 2024-10-29 | 2025-02-28 |
| Wells Global Asset Management Limited | Rep | Type 9 - Asset management | 2024-10-29 | 2025-02-28 |
| RKD Capital Limited | Rep | Type 4 - Advising on securities | 2021-11-10 | 2022-10-24 |
| RKD Capital Limited | Rep | Type 9 - Asset management | 2021-11-10 | 2022-10-24 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ho Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Hong Nam Lee | RKD Capital Limited | 2021–2022 |
| Benson Lin-Fong Chan | RKD Capital Limited | 2021–2022 |
| Philip King Lun Mok | RKD Capital Limited | 2021–2022 |
| Vivian Rivera Chan | RKD Capital Limited | 2022 |
| Yuen Yi Fan | Wells Global Asset Management Limited | 2024–2025 |
| Kenichi Hasegawa | Wells Global Asset Management Limited | 2024–2025 |
| Kota Tamura | Wells Global Asset Management Limited | 2024–2025 |
| Yu Morikuni | Wells Global Asset Management Limited | 2024–2025 |
| Joseph Wai Ho Tam | Wells Global Asset Management Limited | 2024–2025 |
| Pui Shan Lau | Wells Global Asset Management Limited | 2024–2025 |
| Yuya Suzuki | Wells Global Asset Management Limited | 2024 |