Joseph Wai Ho Tam
譚偉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Wai Ho Tam (譚偉豪), a licensed former licensee with CE reference BDJ927. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Global Asset Management Limited | Rep | Type 1 — Dealing in securities | 2024-04-29 | 2025-08-15 |
| Wells Global Asset Management Limited | Rep | Type 4 — Advising on securities | 2024-04-29 | 2025-08-15 |
| Wells Global Asset Management Limited | Rep | Type 9 — Asset management | 2024-04-29 | 2025-08-15 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-13 | 2024-04-07 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-05-13 | 2024-04-07 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 9 — Asset management | 2022-05-13 | 2024-04-07 |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-24 | 2021-03-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-08 | 2018-09-17 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-04 | 2018-09-17 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-04 | 2018-09-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-09 | 2017-07-01 |