Joseph Wai Ho Tam
譚偉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Wai Ho Tam (譚偉豪), a licensed former licensee with CE reference BDJ927. This person has 8.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Global Asset Management Limited | Rep | Type 1 - Dealing in securities | 2024-04-29 | 2025-08-15 |
| Wells Global Asset Management Limited | Rep | Type 4 - Advising on securities | 2024-04-29 | 2025-08-15 |
| Wells Global Asset Management Limited | Rep | Type 9 - Asset management | 2024-04-29 | 2025-08-15 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-13 | 2024-04-07 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-05-13 | 2024-04-07 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 9 - Asset management | 2022-05-13 | 2024-04-07 |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-24 | 2021-03-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-08 | 2018-09-17 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-04 | 2018-09-17 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-04 | 2018-09-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-09 | 2017-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Wai Ho Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.