Wo Ping Yan
殷和平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wo Ping Yan (殷和平), CE reference AJB105. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-05 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-05 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-05 | present |
| Wells Global Asset Management Limited | Rep | Type 1 — Dealing in securities | 2022-11-28 | 2023-04-14 |
| Wells Global Asset Management Limited | Rep | Type 4 — Advising on securities | 2022-11-28 | 2023-04-14 |
| Wells Global Asset Management Limited | Rep | Type 9 — Asset management | 2022-11-28 | 2023-04-14 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-02 | 2003-09-08 |