China Horizon Asset Management Limited
中大資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Horizon Asset Management Limited (中大資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BRR260. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2022-01-17.
- Category:
-
Buyside · Asset management ?
- Registered address:
- Unit 4707, 47/F, The Center, 99 Queen's Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2022-01-17 | present |
| Type 9 - Asset management | 2022-01-17 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Wai Lam Cheng 鄭暐霖 | RO 4, 9 | 2026-07 | Present |
| Ka Keung Tong 湯家强 | RO 4, 9 | 2026-05 | Present |
| Wesley Cheng 鄭舜行 | Rep 4, 9 | 2026-08 | Present |
| Chun Wai Chiang 鄭俊威 | RO 4, 9 | 2022-06 | 2026-07 |
| Shing Kuen Yuen 袁承權 | RO 4, 9 | 2022-01 | 2026-03 |
| Kai Yee Poon 潘解頤 | RO 9 Rep 9 | 2022-08 | 2025-10 |
| Yiu Lun Sin 冼耀麟 | Rep 4, 9 | 2023-03 | 2025-10 |
| Fai Wong Lau 劉輝煌 | Rep 4, 9 | 2022-12 | 2023-12 |
| Sze Kong Kwok 郭詩江 | RO 4, 9 | 2022-01 | 2022-06 |
Showing 1–9 of 9
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司