Fai Wong Lau
劉輝煌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Wong Lau (劉輝煌), CE reference AGM428. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Horizon Asset Management Limited 中大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-20 | 2023-12-28 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-20 | 2023-12-28 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-10 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-04-10 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-10 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-21 |