Fai Wong Lau
劉輝煌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Wong Lau (劉輝煌), a licensed former licensee with CE reference AGM428. This person has 20.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Horizon Asset Management Limited 中大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-20 | 2023-12-28 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-20 | 2023-12-28 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-10 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-04-10 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-04-10 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fai Wong Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.