UCAP Securities (HK) Limited

佑聯證券有限公司

CE No. BPK959 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UCAP Securities (HK) Limited (佑聯證券有限公司), a Hong Kong-based licensed corporation with CE reference BPK959. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 7 (total recorded over time: 38). Earliest licence on file: 2020-08-05.
Category:: Sell side · Brokerage ?
Registered address:: Units 3808-10, 38/F, Cosco Tower, 183 Queen's Road Central, Central
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2020-08-05	present
Type 4 - Advising on securities	2020-08-05	present
Type 9 - Asset management	2020-08-05	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (38)

Active on date RO only

Name	Activities	First licensed	To
Wai Kit Ng 伍偉傑	RO 1, 4, 9 Rep 1, 4, 9	2023-08	Present
Wai Man Ng 吳偉民	RO 1, 4, 9 Rep 4, 9	2021-05	Present
Hiu Lung Chan 陳曉龍	Rep 1, 4, 9	2024-04	Present
Jennifer Wai Yan Chau 鄒懷恩	Rep 1, 4, 9	2026-04	Present
Hildi Pui Ki Cheng 鄭珮琪	Rep 1, 4, 9	2024-12	Present
Wing Shan Ip 葉詠珊	Rep 1, 4, 9	2021-05	Present
Yin Ching Kwok 郭賢菁	Rep 1, 4, 9	2021-11	Present
Sau Yip Wong 黃守業	Rep 1, 4, 9	2022-03	2026-07
Ka Wai Lio 廖伽偉	Rep 1, 4, 9	2020-09	2026-06
Mung Sze Wong 黃夢詩	Rep 1, 4, 9	2025-07	2026-02
Hsin Chiao 焦訢	Rep 1, 4	2025-02	2025-10
Marisa See-Man Tsang 曾詩敏	Rep 1, 4, 9	2020-10	2025-08
Wing Ho Mok 莫穎豪	Rep 1, 4, 9	2024-11	2024-12
Andrew Yung-Tai Stoddard	Rep 1, 4, 9	2021-02	2024-11
Johann Chun Lang Wong 黃俊朗	Rep 1, 4, 9	2023-11	2024-10
Jacquelynne Hau 侯潔慈	Rep 1, 4, 9	2022-10	2024-09
Jen-Te Huang 黃仁德	Rep 1, 4, 9	2021-02	2024-04
Po Jui Huang 黃柏睿	Rep 1, 4, 9	2020-10	2024-04
Shao-Po Huang 黃少伯	Rep 1, 4, 9	2021-06	2024-02
Yi-Nung Huang 黃憶農	Rep 1, 4, 9	2023-09	2023-11
Wen-Chi Tu 凃文棋	Rep 1, 4, 9	2021-07	2023-10
Yee Wan Chiu 趙依允	RO 1, 4, 9 Rep 1, 4, 9	2021-01	2023-09
Hong Jit Christopher Choi 蔡匡哲	Rep 1, 4, 9	2023-08	2023-08
Maggie Man-Ying Tsang 曾敏瑩	Rep 1, 4, 9	2022-11	2023-08
Ching Fong Chan 陳靜芳	Rep 1, 4, 9	2020-09	2023-02
Tsz Kiu Cherry Li 李紫喬	Rep 1, 4, 9	2020-10	2023-02
Dae Hyuck Lim 任大赫	Rep 1, 4, 9	2021-04	2022-11
Wai Shan Leung 梁慧姍	Rep 1, 4, 9	2021-01	2022-10
Chia Hui Shen 沈佳慧	Rep 1, 4, 9	2022-07	2022-08
Pei Ling Hung 洪珮玲	Rep 1, 4, 9	2021-09	2022-06
Keng Chia Chen 陳畊嘉	Rep 1, 4, 9	2020-11	2022-02
Yue Jiang 江月	Rep 1, 4, 9	2021-03	2021-10
Man Tat Leung 梁文達	RO 1, 4, 9	2020-08	2021-09
Sin Ting Yeung 楊倩婷	Rep 1, 4, 9	2021-04	2021-08
Wai Hung Joannes Ho 何偉雄	Rep 1, 4, 9	2021-02	2021-08
Hoi Tung Ho 何凱棟	RO 1, 4, 9	2020-08	2021-05
Taine Ting Hin Ho 何廷軒	Rep 1, 4, 9	2020-09	2021-03
Chien-Hsiu Hu 胡建修	Rep 1, 4, 9	2020-11	2021-02