Hong Tai Securities Limited
洪泰證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Tai Securities Limited (洪泰證券有限公司), a Hong Kong-based licensed corporation with CE reference BJK437. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 15). Earliest licence on file: 2017-08-04.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- UNITS 1803-1804, 18/F, INFINITUS PLAZA, 199 DES VOEUX ROAD CENTRAL
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-08-04 | present |
| Type 4 - Advising on securities | 2017-08-04 | present |
| Type 9 - Asset management | 2017-08-04 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (15)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Kit Chan 陳家傑 | RO 1, 4, 9 | 2017-08 | Present |
| Wei Gao 高薇 | RO 1, 4, 9 Rep 9 | 2018-10 | Present |
| Yanjie Shen 沈燕婕 | RO 1, 4, 9 | 2018-10 | Present |
| Wai Kei Mok 莫偉基 | Rep 1, 9 | 2026-08 | Present |
| Nan Song 宋楠 | Rep 1 | 2024-03 | Present |
| Li Dai 戴力 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-02 | 2026-07 |
| Mo Li 李沫 | Rep 1, 4, 9 | 2024-03 | 2025-11 |
| Junhua Ma 馬俊華 | Rep 1 | 2023-11 | 2025-04 |
| Yee Cheung 張怡 | Rep 1 | 2019-10 | 2024-02 |
| Kwan Hou Chiang 蔣鈞壕 | Rep 1, 4, 9 | 2022-10 | 2023-11 |
| Kin Yan Tam 譚建恩 | Rep 1, 4, 9 | 2020-11 | 2022-07 |
| Wing Hang Wong 黃永恒 | Rep 1, 4, 9 | 2018-09 | 2020-09 |
| Ka Ho Yau 邱嘉豪 | RO 1, 4 | 2017-08 | 2020-01 |
| Steven Yip Hang Leung 梁業恒 | Rep 1, 4 | 2019-09 | 2019-11 |
| Chih-Ching Chen 陳志清 | RO 1, 4, 9 | 2017-08 | 2018-05 |
Showing 1–15 of 15
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