Li Dai
戴力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Dai (戴力), CE reference BKA428. Currently licensed at 1 firm(s): Hong Tai Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-09 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 4 — Advising on securities | 2025-04-09 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 9 — Asset management | 2025-04-09 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-14 | 2025-04-09 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-14 | 2025-04-09 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 9 — Asset management | 2024-02-14 | 2025-04-09 |
| China X Securities Limited 華新證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-23 | 2024-02-01 |
| China X Securities Limited 華新證券有限公司 |
Rep | Type 9 — Asset management | 2020-03-23 | 2024-02-01 |
| Innovax Securities Limited 創陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-29 | 2020-01-21 |
| VMI Securities Limited 創市証劵有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-11 | 2018-06-14 |