Yanjie Shen
沈燕婕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanjie Shen (沈燕婕), CE reference BNF270. Currently licensed at 1 firm(s): Hong Tai Securities Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-15 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-15 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 9 — Asset management | 2018-10-15 | present |