Ka Ho Yau
邱嘉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Yau (邱嘉豪), a licensed former licensee with CE reference AUI151. This person has 9.2 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-06 | 2021-07-23 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-07-06 | 2021-07-23 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-31 | 2021-07-06 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-31 | 2021-07-06 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-04 | 2020-01-31 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 4 - Advising on securities | 2017-08-04 | 2020-01-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-10 | 2016-07-08 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ho Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Kit Chan | Hong Tai Securities Limited | 2017–2020 |
| Wing Hang Wong | Hong Tai Securities Limited | 2018–2020 |
| Wei Gao | Hong Tai Securities Limited | 2018–2020 |
| Yanjie Shen | Hong Tai Securities Limited | 2018–2020 |
| Chih-Ching Chen | Hong Tai Securities Limited | 2017–2018 |
| Chi Wai Chan | QMIS Asset Management Limited | 2021 |
| Yee Cheung | Hong Tai Securities Limited | 2019–2020 |
| Kwan Ho Wong | QMIS Asset Management Limited | 2021 |
| Steven Yip Hang Leung | Hong Tai Securities Limited | 2019 |
| Kai Yip Ho | QMIS Securities Limited | 2021 |
| Ho Tim Wong | QMIS Asset Management Limited | 2021 |