IFM Investors (HK) Ltd
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for IFM Investors (HK) Ltd, a Hong Kong-based licensed corporation with CE reference BHP417. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 10 (total recorded over time: 14). Earliest licence on file: 2016-09-23.
- Category:
-
Buyside · Private equity / VC
- Registered address:
- Unit 3401-04 & 20, 34/F, Jardine House, 1 Connaught Place, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-09-23 | present |
| Type 4 - Advising on securities | 2016-09-23 | present |
| Type 9 - Asset management | 2016-09-23 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Neil Michael Doherty | RO 1, 4, 9 Rep 1, 4, 9 | 2018-08 | Present |
| Hye Soo Lee 李惠秀 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-01 | Present |
| Peter William Swarbreck | RO 1, 4 Rep 1, 4 | 2023-09 | Present |
| Wei Sun Teh | RO 1, 4, 9 Rep 1, 4, 9 | 2023-03 | Present |
| Wing Hang Chung 鍾穎恆 | Rep 1, 4, 9 | 2018-07 | Present |
| Jae Hyung Kim | Rep 1, 4, 9 | 2024-08 | Present |
| Hoi Yi Lau 劉凱怡 | Rep 1, 4 | 2024-07 | Present |
| Victor Ly 李骏健 | Rep 1, 4, 9 | 2018-07 | Present |
| Pui Suen Suen 宣姵璿 | Rep 1, 4 | 2025-04 | Present |
| Yihong Zhu 竺熠虹 | Rep 1, 4, 9 | 2019-01 | Present |
| Mark McClatchey | RO 1, 4, 9 | 2016-09 | 2021-06 |
| Nicholas Siu Hong Koh | RO 1, 4, 9 | 2016-09 | 2021-03 |
| Nicholas J Hyde | Rep 1 | 2018-07 | 2020-06 |
| Lucy Liu | Rep 1 | 2017-06 | 2018-11 |
Showing 1–14 of 14
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司