Nicholas Siu Hong Koh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Siu Hong Koh ( ), a licensed former licensee with CE reference ANM282. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IFM Investors (HK) Ltd |
RO | Type 1 — Dealing in securities | 2016-09-23 | 2021-03-05 |
| IFM Investors (HK) Ltd |
RO | Type 4 — Advising on securities | 2016-09-23 | 2021-03-05 |
| IFM Investors (HK) Ltd |
RO | Type 9 — Asset management | 2016-09-23 | 2021-03-05 |
| DigitalBridge Management Asia Limited |
Rep | Type 4 — Advising on securities | 2015-03-23 | 2015-12-17 |
| DigitalBridge Management Asia Limited |
Rep | Type 9 — Asset management | 2015-03-23 | 2015-12-17 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-06-16 | 2014-12-18 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2006-06-16 | 2014-12-18 |