Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanta Futures (HK) Co., Limited (元大期貨(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AXQ690. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 14 (total recorded over time: 59). Earliest licence on file: 2012-02-24.
- Category:
-
Sell side · Brokerage
- Registered address:
- 23/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-10-03 | present |
| Type 2 - Dealing in futures contracts | 2012-02-24 | present |
| Type 4 - Advising on securities | 2019-10-03 | present |
| Type 5 - Advising on futures contracts | 2012-02-24 | present |
| Type 9 - Asset management | 2021-08-03 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (59)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Fu Chi Hsieh 謝富琪 | RO 1, 2, 4, 5, 9 Rep 2, 5 | 2018-06 | Present |
| Chun-Hsing Jen 任俊行 | RO 1, 2, 4, 5, 9 | 2017-11 | Present |
| Pu Chun Liu 劉蒲駿 | RO 2, 5 Rep 2, 5 | 2017-12 | Present |
| Yi Cheng Su 蘇宜政 | RO 9 Rep 2 | 2022-02 | Present |
| Yi Ting Yang 楊逸庭 | RO 1, 4 | 2019-10 | Present |
| Tsz Hin Chan 陳梓軒 | Rep 1, 2 | 2026-07 | Present |
| Yu Yeung Cheng 鄭峪洋 | Rep 1, 2 | 2020-01 | Present |
| Shu Wing Fong 方樹榮 | Rep 1, 2 | 2018-01 | Present |
| Jiahao Hu 胡佳豪 | Rep 1, 2 | 2024-10 | Present |
| Jingyi Liu 劉靜怡 | Rep 1, 2 | 2025-06 | Present |
| Anita Wing Yan Mok 莫詠欣 | Rep 1, 2 | 2026-08 | Present |
| Wing Tung To 杜泳潼 | Rep 1, 2 | 2021-02 | Present |
| Ching Hong Tsai 蔡澄康 | Rep 1, 2 | 2024-12 | Present |
| Rong Wang 王溶 | Rep 1, 2 | 2021-03 | Present |
| Xinyao Xu 徐馨堯 | Rep 2 | 2025-08 | 2026-04 |
| Jingzhe Qiu 邱靖哲 | Rep 1, 2 | 2025-03 | 2026-03 |
| Chi Chen 陳遲 | Rep 2 | 2023-03 | 2026-02 |
| Tsung Hsien Wen 溫宗憲 | RO 1, 9 | 2022-02 | 2026-02 |
| Cheng Chung Liang 梁正中 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 | 2023-10 | 2025-10 |
| Tingting Xia 夏婷婷 | Rep 2 | 2024-11 | 2025-03 |
| Yingying Lin 林莹莹 | Rep 1, 2 | 2024-05 | 2024-11 |
| Jianfeng Qiu 邱健鋒 | Rep 1, 2 | 2024-08 | 2024-11 |
| Sai Keung Chan 陳世強 | Rep 2 | 2022-01 | 2024-07 |
| Dahu Du 杜大虎 | Rep 2 | 2021-08 | 2024-06 |
| Yuqi Gan 甘鈺琪 | Rep 2 | 2022-10 | 2024-04 |
| Sheung Yin Ho 何尚燃 | Rep 1, 2 | 2023-10 | 2024-04 |
| Sau Yan Lin 林秀欣 | Rep 2, 5 | 2021-12 | 2024-04 |
| Chin-Han Liu | Rep 2, 5 | 2021-12 | 2022-06 |
| Ye Lu 呂叶 | Rep 2 | 2017-12 | 2022-03 |
| Ying Cheng Lin 林盈成 | RO 9 Rep 1 | 2019-11 | 2022-02 |
| Yi Hung Shen 沈宜虹 | Rep 1, 2 | 2020-01 | 2021-12 |
| Siu Shun Wan 溫紹迅 | RO 1, 4 | 2019-10 | 2021-11 |
| Mingjiao Shao 邵明嬌 | Rep 1, 2 | 2021-10 | 2021-11 |
| Ho Hin Wong 黃浩軒 | Rep 1, 2 | 2020-07 | 2021-02 |
| Chin Chung Choi 蔡展聰 | Rep 2 | 2019-06 | 2021-02 |
| Guan Xian Lu 呂冠憲 | Rep 2 | 2018-04 | 2021-02 |
| King Cheuk Chung 鍾景卓 | Rep 2, 5 | 2019-07 | 2020-02 |
| Wang-Li Wei 魏旺利 | Rep 2, 5 | 2018-07 | 2019-10 |
| Tinglong Cheng 程庭龍 | Rep 2 | 2019-10 | 2019-10 |
| Chun Hung Chen 陳鈞閎 | RO 2, 5 Rep 2, 5 | 2015-12 | 2019-07 |
| Tze Wai Leung 梁紫惟 | Rep 2 | 2019-04 | 2019-06 |
| Cheuk Chung Law 羅卓聰 | Rep 2 | 2017-12 | 2019-05 |
| de Cheng 程德 | Rep 2 | 2018-08 | 2019-02 |
| Kwok Hay Ng 吳國熙 | Rep 2 | 2017-08 | 2018-06 |
| Tomo-Hito Cheung 張智仁 | RO 2, 5 Rep 2, 5 | 2017-02 | 2018-01 |
| Kin Ho Yeung 楊建豪 | Rep 2 | 2017-05 | 2017-12 |
| Guan-Huei Li 李冠輝 | Rep 2, 5 | 2017-06 | 2017-12 |
| Wang Wai Kwok 郭宏偉 | Rep 2 | 2017-03 | 2017-11 |
| Min Chu Pang 彭勉珠 | Rep 2, 5 | 2017-04 | 2017-08 |
| Chin-Feng Chiu 邱金鳳 | RO 2, 5 | 2013-05 | 2017-04 |
| Kam Hung Wong 黃錦洪 | Rep 2, 5 | 2013-08 | 2015-12 |
| Yeh-Hung Chou 周彥宏 | RO 2, 5 Rep 2 | 2013-07 | 2015-08 |
| Hsiao Ju Chen 陳筱汝 | Rep 2 | 2013-07 | 2014-08 |
| Ya-Yun Yang 楊雅雲 | Rep 2 | 2013-03 | 2013-10 |
| Chih Chen 陳至 | RO 2, 5 | 2012-10 | 2013-10 |
| Pen-Cheng Lu 魯本正 | Rep 2 | 2012-11 | 2013-09 |
| Wei-Yuan Chiang 江偉源 | RO 2, 5 | 2012-02 | 2013-06 |
| Ping-Ho Huang 黃炳和 | Rep 2, 5 | 2013-02 | 2013-05 |
| Hsiu-Hui Lin 林秀惠 | RO 2, 5 | 2012-02 | 2013-04 |
Showing 1–59 of 59
Other Hong Kong SFC firms with overlapping regulated activities
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 5 shared activity types - 宏利投資管理(香港)有限公司
SinoPac Securities (Asia) Limited
CE BIZ502 - 222 staff - 5 shared activity types - 永豐金證券(亞洲)有限公司
Futu Securities International (Hong Kong) Limited
CE AZT137 - 211 staff - 5 shared activity types - 富途證券國際(香港)有限公司
HSBC Global Asset Management (Hong Kong) Limited
CE AAF684 - 205 staff - 5 shared activity types
FIL Investment Management (Hong Kong) Limited
CE AAG408 - 187 staff - 5 shared activity types - 富達基金(香港)有限公司
JPMorgan Asset Management (Asia Pacific) Limited
CE AAA121 - 146 staff - 5 shared activity types
Yuanta Securities (Hong Kong) Company Limited
CE ABS015 - 137 staff - 5 shared activity types - 元大證券(香港)有限公司
Chief Securities Limited
CE BWN872 - 119 staff - 5 shared activity types - 致富證券有限公司