Hsiu-Hui Lin
林秀惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiu-Hui Lin (林秀惠), a licensed former licensee with CE reference AQQ102. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-06-14 | 2013-04-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-06-14 | 2013-04-30 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-02-24 | 2013-04-30 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-02-24 | 2013-04-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-11-16 | 2013-04-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-11-16 | 2013-04-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-11 | 2009-07-10 |