Kwok Hay Ng
吳國熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hay Ng (吳國熙), a licensed former licensee with CE reference BKD903. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-28 | 2019-04-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-12-28 | 2019-04-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-05 | 2019-04-08 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-07 | 2018-06-12 |