Kwok Hay Ng
吳國熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hay Ng (吳國熙), a licensed former licensee with CE reference BKD903. This person has 1.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-28 | 2019-04-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-12-28 | 2019-04-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-05 | 2019-04-08 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-07 | 2018-06-12 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Hay Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chun Hung Chen | Yuanta Futures (HK) Co., Limited | 2017–2018 |
| Ye Lu | Yuanta Futures (HK) Co., Limited | 2017–2018 |
| Cheuk Chung Law | Yuanta Futures (HK) Co., Limited | 2017–2018 |
| Kin Ho Yeung | Yuanta Futures (HK) Co., Limited | 2017 |
| Pu Chun Liu | Yuanta Futures (HK) Co., Limited | 2017–2018 |
| Tomo-Hito Cheung | Yuanta Futures (HK) Co., Limited | 2017–2018 |
| Chun-Hsing Jen | Yuanta Futures (HK) Co., Limited | 2017–2018 |
| Wang Wai Kwok | Yuanta Futures (HK) Co., Limited | 2017 |
| Shu Wing Fong | Yuanta Futures (HK) Co., Limited | 2018 |
| Guan-Huei Li | Yuanta Futures (HK) Co., Limited | 2017 |
| Guan Xian Lu | Yuanta Futures (HK) Co., Limited | 2018 |
| Min Chu Pang | Yuanta Futures (HK) Co., Limited | 2017 |