Yeh-Hung Chou
周彥宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeh-Hung Chou (周彥宏), a licensed former licensee with CE reference AQQ077. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-05-20 | 2015-08-23 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-05-20 | 2015-08-23 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-09 | 2015-08-23 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-09 | 2015-05-20 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-09 | 2015-08-23 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-02-09 | 2015-05-20 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-08-22 | 2015-08-23 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-08-22 | 2015-08-23 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-11 | 2013-08-22 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-31 | 2013-06-30 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-10-31 | 2013-06-30 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-12 | 2011-10-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-21 | 2011-07-21 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-07-16 | 2011-08-26 |
| Nihon Unicom Financial Limited 日聯金融股份有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-06-03 | 2008-07-22 |