SDIC Securities Asset Management (Hong Kong) Limited
國投證券資產管理(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SDIC Securities Asset Management (Hong Kong) Limited (國投證券資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AVI139. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 14 (total recorded over time: 59). Earliest licence on file: 2010-08-19.
- Category:
-
Buyside · Asset management
- Registered address:
- 39/F, One Exchange Square, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2010-08-19 | present |
| Type 9 - Asset management | 2010-08-19 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (59)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ning Chen 陳宁 | RO 4, 9 Rep 9 | 2021-01 | Present |
| Andrea Ka Yan Lai 黎嘉欣 | RO 4, 9 Rep 4, 9 | 2012-06 | Present |
| Denghua Peng 彭鄧華 | RO 4, 9 | 2026-03 | Present |
| Qingxi Xiong 熊卿汐 | RO 4, 9 Rep 4, 9 | 2017-11 | Present |
| Mingxing Zhang 張明星 | RO 4, 9 | 2026-05 | Present |
| Liqin Deng 邓丽琴 | Rep 4, 9 | 2025-05 | Present |
| Tianxing Fang 方天行 | Rep 4, 9 | 2025-09 | Present |
| Qianyu Guo 郭千鈺 | Rep 4, 9 | 2022-08 | Present |
| Meiyi Long 龍美伊 | Rep 4, 9 | 2025-05 | Present |
| Zhuofan Peng 彭卓凡 | Rep 4, 9 | 2025-07 | Present |
| Lichen Wang 王瓅琛 | Rep 4, 9 | 2025-11 | Present |
| Mengxuan Wang 王梦炫 | Rep 4, 9 | 2025-05 | Present |
| Sidao Wu 吳斯導 | Rep 4, 9 | 2025-05 | Present |
| Jiang Zhu 朱江 | Rep 4, 9 | 2025-06 | Present |
| Congcong Liu 劉聰聰 | Rep 4, 9 | 2022-06 | 2026-07 |
| Shuyi Wang 王舒儀 | Rep 4, 9 | 2025-05 | 2026-04 |
| Yanshu Lan 蓝雁书 | Rep 9 | 2024-08 | 2026-04 |
| Yumeng Zhang 張雨萌 | Rep 4, 9 | 2024-09 | 2025-08 |
| Pei Wu 吳培 | Rep 4, 9 | 2023-09 | 2025-07 |
| Zhiwen He 贺之文 | Rep 9 | 2023-05 | 2025-05 |
| Vin Cee Lo 盧穎詩 | Rep 4, 9 | 2024-11 | 2025-05 |
| Hui Han 韓暉 | RO 9 | 2021-05 | 2024-12 |
| Yang Li 李陽 | Rep 4, 9 | 2020-11 | 2024-09 |
| Jiangang Yao 姚健鋼 | Rep 4, 9 | 2017-05 | 2024-09 |
| Yi Yan Cheng 鄭怡欣 | Rep 4, 9 | 2023-10 | 2024-08 |
| Peizhou Wang 王培州 | Rep 4, 9 | 2020-10 | 2024-04 |
| Sha Xu 徐莎 | Rep 4, 9 | 2022-09 | 2023-05 |
| Yijun Wang 王亦君 | Rep 4, 9 | 2021-09 | 2023-04 |
| Chiu Kei Tom Ho 何超奇 | Rep 4, 9 | 2016-07 | 2022-06 |
| Jing Huang 黃晶 | Rep 4, 9 | 2020-04 | 2022-04 |
| Jingjin Luo 羅靜璡 | Rep 4, 9 | 2019-11 | 2022-04 |
| Cheung Wan Tam 譚翔尹 | Rep 4, 9 | 2016-12 | 2022-04 |
| Mengshi Tong 童夢石 | RO 4, 9 Rep 4, 9 | 2014-05 | 2022-04 |
| Xiao Chen 陳曉 | Rep 4, 9 | 2017-01 | 2022-03 |
| Yige Chen 陳一歌 | Rep 4, 9 | 2017-10 | 2021-09 |
| Tin Yau Tong 唐天祐 | Rep 4, 9 | 2019-05 | 2020-10 |
| Jingbo Li 李景波 | RO 4, 9 | 2015-08 | 2020-09 |
| Bo Li 李博 | Rep 4, 9 | 2019-12 | 2020-09 |
| Chi Ho Cheng 鄭智豪 | Rep 4, 9 | 2014-10 | 2020-05 |
| Menghan Yang 楊孟寒 | Rep 4, 9 | 2015-12 | 2019-10 |
| Chi Keung Cheng 鄭志強 | Rep 4, 9 | 2017-03 | 2019-05 |
| Yuk Ying Hon 韓鈺盈 | Rep 4, 9 | 2015-05 | 2017-10 |
| Yang Yang 楊陽 | Rep 4, 9 | 2016-09 | 2017-09 |
| Chengyi Mao 茅澄怡 | Rep 4, 9 | 2011-12 | 2017-03 |
| Guofeng Ye 葉國鋒 | Rep 4, 9 | 2015-04 | 2017-01 |
| Wing Shan Io 姚詠姍 | Rep 4, 9 | 2014-03 | 2016-09 |
| Ying Fai Cheung 張英輝 | RO 4, 9 | 2011-08 | 2016-03 |
| Ruochong Jing 井若冲 | Rep 4, 9 | 2015-05 | 2016-02 |
| Weini Guo 郭維妮 | Rep 4, 9 | 2014-08 | 2015-07 |
| Yunkai Chen 陳贇愷 | Rep 4, 9 | 2014-01 | 2015-03 |
| Yunyi Deng 鄧云逸 | Rep 4, 9 | 2013-08 | 2014-08 |
| Wing Lun Li 李穎倫 | Rep 4, 9 | 2011-08 | 2014-02 |
| Xiaowen Li 李曉文 | Rep 4, 9 | 2011-03 | 2013-02 |
| Jue Qi 齊覺 | RO 4, 9 Rep 4, 9 | 2011-04 | 2013-01 |
| Siu Wing Fung 馮紹榮 | Rep 4, 9 | 2011-12 | 2012-06 |
| Peifan Yang 楊佩凡 | Rep 4, 9 | 2011-07 | 2012-05 |
| Shan Luo 羅山 | RO 4, 9 | 2010-08 | 2011-08 |
| Kim Man Li 李劍文 | RO 4, 9 | 2010-08 | 2011-07 |
| Jennifer Oi Yin Chan 陳靄賢 | Rep 4, 9 | 2010-10 | 2011-07 |
Showing 1–59 of 59
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司