SDIC Securities Asset Management (Hong Kong) Limited

國投證券資產管理(香港)有限公司
CE No. AVI139 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SDIC Securities Asset Management (Hong Kong) Limited (國投證券資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AVI139. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 14 (total recorded over time: 59). Earliest licence on file: 2010-08-19.

Category:
Buyside · Asset management
Registered address:
39/F, One Exchange Square, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2010-08-19 present
Type 9 - Asset management 2010-08-19 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (59)

Active on date
Name Activities First licensed To
Ning Chen 陳宁 RO 4, 9 Rep 9 2021-01 Present
Andrea Ka Yan Lai 黎嘉欣 RO 4, 9 Rep 4, 9 2012-06 Present
Denghua Peng 彭鄧華 RO 4, 9 2026-03 Present
Qingxi Xiong 熊卿汐 RO 4, 9 Rep 4, 9 2017-11 Present
Mingxing Zhang 張明星 RO 4, 9 2026-05 Present
Liqin Deng 邓丽琴 Rep 4, 9 2025-05 Present
Tianxing Fang 方天行 Rep 4, 9 2025-09 Present
Qianyu Guo 郭千鈺 Rep 4, 9 2022-08 Present
Meiyi Long 龍美伊 Rep 4, 9 2025-05 Present
Zhuofan Peng 彭卓凡 Rep 4, 9 2025-07 Present
Lichen Wang 王瓅琛 Rep 4, 9 2025-11 Present
Mengxuan Wang 王梦炫 Rep 4, 9 2025-05 Present
Sidao Wu 吳斯導 Rep 4, 9 2025-05 Present
Jiang Zhu 朱江 Rep 4, 9 2025-06 Present
Congcong Liu 劉聰聰 Rep 4, 9 2022-06 2026-07
Shuyi Wang 王舒儀 Rep 4, 9 2025-05 2026-04
Yanshu Lan 蓝雁书 Rep 9 2024-08 2026-04
Yumeng Zhang 張雨萌 Rep 4, 9 2024-09 2025-08
Pei Wu 吳培 Rep 4, 9 2023-09 2025-07
Zhiwen He 贺之文 Rep 9 2023-05 2025-05
Vin Cee Lo 盧穎詩 Rep 4, 9 2024-11 2025-05
Hui Han 韓暉 RO 9 2021-05 2024-12
Yang Li 李陽 Rep 4, 9 2020-11 2024-09
Jiangang Yao 姚健鋼 Rep 4, 9 2017-05 2024-09
Yi Yan Cheng 鄭怡欣 Rep 4, 9 2023-10 2024-08
Peizhou Wang 王培州 Rep 4, 9 2020-10 2024-04
Sha Xu 徐莎 Rep 4, 9 2022-09 2023-05
Yijun Wang 王亦君 Rep 4, 9 2021-09 2023-04
Chiu Kei Tom Ho 何超奇 Rep 4, 9 2016-07 2022-06
Jing Huang 黃晶 Rep 4, 9 2020-04 2022-04
Jingjin Luo 羅靜璡 Rep 4, 9 2019-11 2022-04
Cheung Wan Tam 譚翔尹 Rep 4, 9 2016-12 2022-04
Mengshi Tong 童夢石 RO 4, 9 Rep 4, 9 2014-05 2022-04
Xiao Chen 陳曉 Rep 4, 9 2017-01 2022-03
Yige Chen 陳一歌 Rep 4, 9 2017-10 2021-09
Tin Yau Tong 唐天祐 Rep 4, 9 2019-05 2020-10
Jingbo Li 李景波 RO 4, 9 2015-08 2020-09
Bo Li 李博 Rep 4, 9 2019-12 2020-09
Chi Ho Cheng 鄭智豪 Rep 4, 9 2014-10 2020-05
Menghan Yang 楊孟寒 Rep 4, 9 2015-12 2019-10
Chi Keung Cheng 鄭志強 Rep 4, 9 2017-03 2019-05
Yuk Ying Hon 韓鈺盈 Rep 4, 9 2015-05 2017-10
Yang Yang 楊陽 Rep 4, 9 2016-09 2017-09
Chengyi Mao 茅澄怡 Rep 4, 9 2011-12 2017-03
Guofeng Ye 葉國鋒 Rep 4, 9 2015-04 2017-01
Wing Shan Io 姚詠姍 Rep 4, 9 2014-03 2016-09
Ying Fai Cheung 張英輝 RO 4, 9 2011-08 2016-03
Ruochong Jing 井若冲 Rep 4, 9 2015-05 2016-02
Weini Guo 郭維妮 Rep 4, 9 2014-08 2015-07
Yunkai Chen 陳贇愷 Rep 4, 9 2014-01 2015-03
Yunyi Deng 鄧云逸 Rep 4, 9 2013-08 2014-08
Wing Lun Li 李穎倫 Rep 4, 9 2011-08 2014-02
Xiaowen Li 李曉文 Rep 4, 9 2011-03 2013-02
Jue Qi 齊覺 RO 4, 9 Rep 4, 9 2011-04 2013-01
Siu Wing Fung 馮紹榮 Rep 4, 9 2011-12 2012-06
Peifan Yang 楊佩凡 Rep 4, 9 2011-07 2012-05
Shan Luo 羅山 RO 4, 9 2010-08 2011-08
Kim Man Li 李劍文 RO 4, 9 2010-08 2011-07
Jennifer Oi Yin Chan 陳靄賢 Rep 4, 9 2010-10 2011-07
Showing 1–59 of 59

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related