Jingbo Li
李景波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingbo Li (李景波), a licensed Responsible Officer with CE reference AYN948. Currently licensed at 4 firm(s): Huaan Securities (Hong Kong) Corporate Finance Limited, Huaan Securities (Hong Kong) Asset Management Limited, Huaan Securities (Hong Kong) Brokerage Limited, Huaan Securities (Hong Kong) Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Corporate Finance Limited 華安證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-09-19 | present |
| Huaan Securities (Hong Kong) Asset Management Limited 華安證券(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-12-05 | present |
| Huaan Securities (Hong Kong) Asset Management Limited 華安證券(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2022-12-05 | present |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-17 | present |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-11-17 | present |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2021-11-17 | present |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-11-17 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2015-08-10 | 2020-09-30 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2015-08-10 | 2020-09-30 |