Shan Luo
羅山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Luo (羅山), a licensed former licensee with CE reference ARJ350. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-22 | 2016-10-19 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-22 | 2016-10-19 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-22 | 2016-10-19 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2010-08-19 | 2011-08-17 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2010-08-19 | 2011-08-17 |
| Bond Trust Limited 中盛証券 |
RO | Type 4 — Advising on securities | 2009-12-15 | 2010-02-28 |
| Bond Trust Limited 中盛証券 |
RO | Type 9 — Asset management | 2009-12-15 | 2010-02-28 |
| Bond Trust Limited 中盛証券 |
RO | Type 1 — Dealing in securities | 2008-09-10 | 2010-02-28 |