Mackenzie Investments Asia Limited

CE No. AFW010 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mackenzie Investments Asia Limited, a Hong Kong-based licensed corporation with CE reference AFW010. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 11 (total recorded over time: 32). Earliest licence on file: 2019-12-17.
Category:: Buyside · Asset management
Registered address:: Suite 1311-12 Two Pacific Place, 88 Queensway, Admiralty
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2019-12-17	present
Type 4 - Advising on securities	Pre-2003	present
Type 9 - Asset management	Pre-2003	present
Type 5 - Advising on futures contracts	Pre-2003	2006-11-14

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (32)

Active on date RO only

Name	Activities	First licensed	To
Marc Alan Geddes	RO 1 Rep 4, 9	2015-05	Present
Ryoichi Hayashi 林良一	RO 1, 4, 9 Rep 4, 9	2018-10	Present
Nicholas Peter Scott	RO 1, 4, 9	2014-09	Present
Siu Wing Chan 陳紹榮	Rep 4, 9	2017-01	Present
Wing Sze Fung 馮詠詩	Rep 1, 4, 9	2021-06	Present
Wendy Wai Ting Kwok 郭瑋婷	Rep 9	2019-11	Present
Yik Yiu Lau 劉奕堯	Rep 4, 9	2007-08	Present
Hayden Hei Ting Pong 龐熙霆	Rep 1, 9	2023-01	Present
Mark Gerald Whelan	Rep 4, 9	2014-12	Present
Michael Kai-Tai Wu 胡啟泰	Rep 4, 9	2023-01	Present
Xinxin Zhang 張信欣	Rep 1, 9	2026-02	Present
Chau Yan Wu 吳秋欣	Rep 1	2023-06	2026-02
Sai Yiu Chan 陳世耀	Rep 1, 4, 9	2022-03	2023-05
Marc Patrick McGovern	RO 4, 9 Rep 4, 9	2014-07	2022-06
Bryan Mattei	RO 1, 4, 9 Rep 4, 9	2014-07	2022-05
Shu Wai Pang 彭舒蔚	Rep 4, 9	2019-07	2021-11
Daye David Deng	Rep 4, 9	2019-02	2021-07
Po Chun Li 李寶珍	RO 9	2008-09	2019-10
Jonathan Bier	Rep 4, 9	2016-02	2018-08
Winnie Chan 陳韻妮	RO 4, 9 Rep 4, 9	2015-04	2017-04
Catherine Sei Wing Chan 陳思穎	Rep 4, 9	2015-09	2016-06
Denise Joy Yan Wong 黃載欣	Rep 4, 9	2007-08	2015-10
Weiwei Hou 侯薇薇	Rep 4, 9	2012-03	2015-04
Tsui Fa Wong 黃翠花	Rep 4, 9	2011-02	2015-03
Yuk Kwan Tam 譚毓均	RO 4, 9 Rep 4, 5, 9	2005-02	2014-12
Lai Yin Wong 黃麗燕	Rep 4, 9	Pre-2003	2014-10
Erwin Rudolf C. Hidalgo	RO 4, 9	2006-11	2014-07
Wang Pong Leung 梁宏邦	RO 4, 5, 9 Rep 5	Pre-2003	2014-06
Chung Hong Wong 黃頌康	Rep 4, 9	2008-03	2013-10
Duncan Wing Kie Yee 俞穎基	Rep 4, 5, 9	2005-01	2007-03
Man Ying Lee 李文櫻	RO 4, 5, 9	Pre-2003	2006-08
Pauline Kai Yin Dan 但啟賢	RO 4, 5, 9 Rep 5	Pre-2003	2004-10