Pauline Kai Yin Dan
但啟賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Kai Yin Dan (但啟賢), CE reference ADC335. Currently licensed at 1 firm(s): WK Fund Management Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-22 | present |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 9 — Asset management | 2019-03-22 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-11-07 | 2017-03-01 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-11-07 | 2017-03-01 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-01 | 2012-11-07 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-08-01 | 2012-11-07 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-24 | 2012-07-31 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
RO | Type 9 — Asset management | 2008-06-24 | 2012-07-31 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2008-06-24 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-05-28 | 2008-06-24 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-25 | 2008-03-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-10-25 | 2008-03-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-10-25 | 2008-03-18 |
| Mackenzie Investments Asia Limited | RO | Type 5 — Advising on futures contracts | 2003-12-02 | 2004-10-21 |
| Mackenzie Investments Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-12-02 |
| Mackenzie Investments Asia Limited | RO | Type 4 — Advising on securities | present | 2004-10-21 |
| Mackenzie Investments Asia Limited | RO | Type 9 — Asset management | present | 2004-10-21 |