Pauline Kai Yin Dan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Kai Yin Dan (但啟賢), a licensed Responsible Officer with CE reference ADC335. Currently licensed at 1 firm(s): WK Fund Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-22 | present |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 9 - Asset management | 2019-03-22 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-11-07 | 2017-03-01 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2012-11-07 | 2017-03-01 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-01 | 2012-11-07 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-08-01 | 2012-11-07 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-06-24 | 2012-07-31 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
RO | Type 9 - Asset management | 2008-06-24 | 2012-07-31 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-28 | 2008-06-24 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-05-28 | 2008-06-24 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-25 | 2008-03-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-10-25 | 2008-03-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-10-25 | 2008-03-18 |
| Mackenzie Investments Asia Limited | RO | Type 5 - Advising on futures contracts | 2003-12-02 | 2004-10-21 |
| Mackenzie Investments Asia Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-02 |
| Mackenzie Investments Asia Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-21 |
| Mackenzie Investments Asia Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-10-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pauline Kai Yin Dan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.