HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Securities Brokers (Asia) Limited (滙豐證券經紀(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ACB389. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 131 (total recorded over time: 438). Earliest licence on file: 2011-03-04.
- Category:
-
Sell side · Brokerage
- Registered address:
- 33F, HSBC Main Building, 1 Queen's Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | 2005-02-01 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-01 |
| Type 7 - Providing automated trading services | 2011-03-04 | 2024-07-10 |
| Type 9 - Asset management | Pre-2003 | 2005-02-01 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (438)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Roestam Effendi Bin Bachtiar | RO 1 Rep 1 | 2023-03 | Present |
| Florent Besson | RO 1 Rep 1 | 2022-08 | Present |
| Michael Lee Chandler | RO 1 Rep 1 | 2018-07 | Present |
| Clement Bertrand Michel Cordier | RO 1 Rep 1 | 2024-11 | Present |
| Kenneth Sau Yee Hon 韓守義 | RO 1 Rep 1 | 2022-10 | Present |
| Amyn Husain | RO 1 Rep 1 | 2025-01 | Present |
| King Wai Lam 林經緯 | RO 1 Rep 1 | 2024-05 | Present |
| Adrian Yan Ho Lau 劉恩豪 | RO 1 Rep 1 | 2023-05 | Present |
| Chun Wai Li 李俊蔚 | RO 1 Rep 1 | 2021-11 | Present |
| Fabien Melero | RO 1 Rep 1 | 2020-02 | Present |
| Erik Thomas Palmetto | RO 1 Rep 1 | 2010-11 | Present |
| Herve Pierre Alexandre Semin | RO 1 Rep 1 | 2008-03 | Present |
| James Sylvester-Evans | RO 1 Rep 1 | 2021-10 | Present |
| Tsz Wai Wong 黃子威 | RO 1 Rep 1 | 2012-08 | Present |
| Unnayan Amitabh | Rep 1 | 2025-12 | Present |
| Tiffany Chiu Yu Man Andrew 趙汝玟 | Rep 1 | 2023-09 | Present |
| Yajur Arora | Rep 1 | 2022-08 | Present |
| Hritvik Arya | Rep 1 | 2024-08 | Present |
| Sebastien Nicolas Aussandon | Rep 1 | 2024-02 | Present |
| Daniel John Butt | Rep 1 | 2021-11 | Present |
| Chi Yuen Chan 陳治源 | Rep 1 | 2015-08 | Present |
| Hon Wah Chan 陳漢華 | Rep 1, 7 | 2008-04 | Present |
| Kai Cheung Chan 陳啟祥 | Rep 1 | 2021-08 | Present |
| Kanas Yan Yan Chan 陳恩因 | Rep 1 | 2013-12 | Present |
| Kenneth Pui Ming Chan 陳沛明 | Rep 1 | 2024-08 | Present |
| Kim Sing Chan 陳劍星 | Rep 1 | 2021-06 | Present |
| Roy Kwun Yat Chan 陳君逸 | Rep 1 | 2014-09 | Present |
| See Chun Chan 陳思進 | Rep 1 | 2022-10 | Present |
| Michael Cheun Chun Chang 鄭翔浚 | Rep 1 | 2016-08 | Present |
| Wei Chang 常蔚 | Rep 1 | 2021-08 | Present |
| Chun Yiu Chau 周振堯 | Rep 1 | 2014-09 | Present |
| Jonathan Tze-Yeung Cheng 鄭子洋 | Rep 1 | 2019-11 | Present |
| Mei Ying Cheng 鄭美英 | Rep 1 | 2023-01 | Present |
| Sharon Cheng 鄭熙蘊 | Rep 1 | 2017-12 | Present |
| Nicholas Hoi Kit Cheong 文凱杰 | Rep 1 | 2021-11 | Present |
| Kenneth Kai-Hoi Cheung 張嘉浩 | Rep 1 | 2017-03 | Present |
| Man Shun Cheung 張文信 | Rep 1 | 2023-09 | Present |
| Nicolas Jacques Rene Chouaniere | Rep 1 | 2023-05 | Present |
| James Chuang | Rep 1 | 2021-11 | Present |
| Shun Wai Chung 鍾信維 | Rep 1 | 2022-09 | Present |
| Winnie Yan Yu Chung 鍾忻妤 | Rep 1 | 2023-07 | Present |
| Crisostomo Medardo Felicisimo Cultura 顧鎮廷 | Rep 1 | 2016-02 | Present |
| Anuj Dassani | Rep 1 | 2021-01 | Present |
| Cedric Louis Philippe E Dechavanne | Rep 1 | 2012-08 | Present |
| Ruiting Deng 鄧瑞婷 | Rep 1 | 2022-05 | Present |
| Yun Deng 鄧韵 | Rep 1 | 2023-01 | Present |
| Pierre-Francois Henri Dieu | Rep 1 | 2022-09 | Present |
| Zhou Fang 方舟 | Rep 1 | 2021-03 | Present |
| Hok Ching Harold Fung 馮學正 | Rep 1 | 2026-03 | Present |
| John Joseph Goepel | Rep 1 | 2023-03 | Present |
| Andrew James Grieve | Rep 1 | 2022-04 | Present |
| Martin Seung Yann Haberzettl 陳尚仁 | Rep 1 | 2021-11 | Present |
| Daniel Harry Jack Hart | Rep 1 | 2024-07 | Present |
| Ho Yi Ho 何昊懿 | Rep 1 | 2024-08 | Present |
| Martin Man Tim Ho 何文添 | Rep 1 | 2014-10 | Present |
| On Yi Ho 賀安儀 | Rep 1 | 2022-06 | Present |
| Anqi Huang 黄安琪 | Rep 1 | 2022-07 | Present |
| Chin Chung Ip 葉展中 | Rep 1 | 2024-05 | Present |
| Kanfeng Jiang 蔣侃峰 | Rep 1 | 2017-08 | Present |
| Yifan Jiang 姜一凡 | Rep 1 | 2021-09 | Present |
| Rahiti Arnaud Juventin | Rep 1 | 2025-10 | Present |
| Yohei Kajiyama | Rep 1 | 2019-08 | Present |
| Oussama Khaldi | Rep 1 | 2022-09 | Present |
| Mohammad Asif Atahar Khan | Rep 1 | 2022-10 | Present |
| Ji Yang Kim | Rep 1 | 2025-11 | Present |
| Tae Youl Kim 金兌律 | Rep 1 | 2010-06 | Present |
| Hin Fung Koo 顧衍鋒 | Rep 1 | 2024-05 | Present |
| Peter Chun Chung Ku 古駿祥 | Rep 1 | 2023-03 | Present |
| Isabella Ngan Ting Kwok 郭雁婷 | Rep 1 | 2022-04 | Present |
| Kam Wai Kwok 郭錦維 | Rep 1 | 2022-12 | Present |
| Wai Man Kwong 江惠民 | Rep 1 | 2017-02 | Present |
| Francois Henri Lam 林志雄 | Rep 1 | 2016-07 | Present |
| Milton Chi Siu Lam 林子紹 | Rep 1 | 2010-06 | Present |
| Pung Lam 林芃 | Rep 1 | 2022-05 | Present |
| Hiu Ching Law 羅曉晴 | Rep 1 | 2025-06 | Present |
| Tsz Lun Law 羅梓麟 | Rep 1 | 2012-01 | Present |
| Angela Mei Lan Lee 李美蘭 | Rep 1 | 2007-05 | Present |
| Hao Hai Lee 李浩海 | Rep 1 | 2023-06 | Present |
| Man Lok Lee 李旻樂 | Rep 1 | 2023-11 | Present |
| Chun Yin Leung 梁津然 | Rep 1 | 2021-12 | Present |
| Kwok Wing Leung 梁國榮 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Lok Hin Leung 梁洛軒 | Rep 1 | 2023-06 | Present |
| Justine Pui Yan Li 李佩茵 | Rep 1 | 2011-07 | Present |
| Qinan Li 李奇南 | Rep 1 | 2026-03 | Present |
| Hui Liu 刘慧 | Rep 1 | 2024-06 | Present |
| Kwai Leung Lo 盧貴良 | Rep 1 | 2021-08 | Present |
| Maverick Ho Yeung Lo 羅浩洋 | Rep 1 | 2023-10 | Present |
| Siyao Lu 路思堯 | Rep 1 | 2024-07 | Present |
| Jianheng Ma 马健衡 | Rep 1 | 2025-04 | Present |
| Ho Long Gareth Mak 麥浩朗 | Rep 1 | 2022-10 | Present |
| Omer Maqsood | Rep 1 | 2014-07 | Present |
| Alexandre Joseph Gaston Martin | Rep 1 | 2008-11 | Present |
| Anusmit Mazumdar | Rep 1 | 2022-05 | Present |
| Jia Meng 孟佳 | Rep 1 | 2022-10 | Present |
| Matthieu Millot | Rep 1 | 2015-09 | Present |
| Michael Jean Francois Moizant | Rep 1 | 2022-10 | Present |
| Ho Jung Moon | Rep 1 | 2022-07 | Present |
| Chi Fai Ng 吳志輝 | Rep 1 | 2007-08 | Present |
| Tsun Ming Ng 吳峻銘 | Rep 1 | 2018-09 | Present |
| Mark Alan Norris | Rep 1 | 2026-03 | Present |
Showing 1–100 of 438
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1643 staff - 1 shared activity type - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1370 staff - 1 shared activity type - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 541 staff - 1 shared activity type - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 462 staff - 1 shared activity type - 花旗環球金融亞洲有限公司
KGI Asia Limited
CE BKJ214 - 452 staff - 1 shared activity type - 凱基證券亞洲有限公司