East Asia Securities Company Limited
東亞證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for East Asia Securities Company Limited (東亞證券有限公司), a Hong Kong-based licensed corporation with CE reference AAE876. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 40 (total recorded over time: 414). Earliest licence on file: 2023-11-03.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- 9/F, The Bank of East Asia Building, 10 Des Voeux Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | 2023-11-03 | present |
| Type 4 - Advising on securities | Pre-2003 | 2005-02-24 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-24 |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| Type 9 - Asset management | Pre-2003 | 2005-02-24 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (414)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Po Chan 陳家寶 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Louisa Choy 蔡明慧 | RO 1 Rep 1 | 2009-10 | Present |
| Samson Kai Cheong Li 李繼昌 | RO 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Kim Po Tsang 曾劍波 | RO 1, 4 | 2022-11 | Present |
| Yung Ho Wong 王溶皓 | RO 1, 4 | 2023-08 | Present |
| Kin Chung Chan 陳健忠 | Rep 1 | 2007-10 | Present |
| Lok Sze Chan 陳樂鍶 | Rep 1 | 2011-11 | Present |
| Philip Chi Leung Chan 陳子樑 | Rep 1, 4 | 2025-06 | Present |
| Siu Lun Chan 陳肇倫 | Rep 1 | 2024-01 | Present |
| Wai Chung Chan 陳偉聰 | Rep 4 | 2023-12 | Present |
| Wing Ka Chan 陳詠嘉 | Rep 1 | 2023-03 | Present |
| Ying Cheng 鄭瑩 | Rep 4 | 2026-03 | Present |
| Wai Han Chung 鍾偉嫻 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Raymond Wai Man Ho 何偉文 | Rep 1 | 2024-07 | Present |
| Alen Hong Hui 許航 | Rep 1 | 2025-10 | Present |
| Chi Hang Lai 賴志恒 | Rep 1 | 2007-09 | Present |
| Lai Ling Lam 林麗玲 | Rep 1 | 2011-07 | Present |
| Ying Chi Lam 林英姿 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Wai Chong Lau 劉慧莊 | Rep 1 | 2023-08 | Present |
| Hok Kan Lee 李學勤 | Rep 1 | 2021-08 | Present |
| Lok Ki Lee 李諾奇 | Rep 1 | 2023-02 | Present |
| Oi Ping Lee 李愛萍 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Po Lin Lee 李寶蓮 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Kai Fung Leung 梁繼丰 | Rep 1 | 2024-10 | Present |
| Wai Hang Leung 梁惠恒 | Rep 1 | 2018-02 | Present |
| Wai Hing Leung 梁偉興 | Rep 1 | 2010-07 | Present |
| Ka Man Li 李嘉敏 | Rep 1 | 2025-09 | Present |
| Man Ching Lo 盧敏禎 | Rep 1 | 2012-06 | Present |
| Weiwei Peng 彭偉偉 | Rep 4 | 2026-03 | Present |
| Chi Ho Tam 譚志豪 | Rep 1 | 2011-06 | Present |
| Mabel Ka Wing Tong 湯嘉穎 | Rep 4 | 2025-05 | Present |
| Po Yee Tsang 曾寳儀 | Rep 1 | 2024-03 | Present |
| Ka Man Wong 王加文 | Rep 1 | 2023-06 | Present |
| Wai Chak Wong 王瑋澤 | Rep 1 | 2024-03 | Present |
| Wai Kin Wong 黃偉建 | Rep 1 | 2005-06 | Present |
| Weimin Xu 许炜旻 | Rep 1 | 2026-01 | Present |
| Chi Shing Yiu 姚志成 | Rep 1 | 2023-03 | Present |
| Tsz Kam Yu 余子淦 | Rep 1 | 2023-07 | Present |
| Calvin Ka Wing Yuen 袁家榮 | Rep 1 | 2006-06 | Present |
| Lai Chi Mimi Yung 翁麗姿 | Rep 1 | 2023-03 | Present |
| Wing Keung Wu 吳永强 | Rep 4 | 2023-11 | 2026-08 |
| Ka Yau Ho 何家祐 | Rep 1 | 2025-02 | 2026-06 |
| Chun Pong Sham 岑振邦 | Rep 1 | 2007-11 | 2026-06 |
| Chun Wa Wong 王俊華 | Rep 1 | 2025-02 | 2026-06 |
| Agnes Chi Yun Wun 尹芷茵 | Rep 1 | 2025-02 | 2026-06 |
| Yik Wong 黃奕 | Rep 1 | 2008-11 | 2026-02 |
| Kin Hang Au 歐建亨 | Rep 1 | 2022-06 | 2026-02 |
| Zengtao Chen 陳增濤 | Rep 1 | 2024-02 | 2025-12 |
| Chun Ting Sze 施俊廷 | Rep 1 | 2023-08 | 2025-10 |
| U Weng Leong 梁宇榮 | Rep 1 | 2023-08 | 2025-09 |
| Cheuk Lun Ko 高卓麟 | Rep 1 | 2015-03 | 2025-09 |
| Chun Ho Lee 李振豪 | Rep 4 | 2023-11 | 2025-07 |
| Henry Chun Kit Ngai 倪俊傑 | Rep 1 | 2024-10 | 2025-07 |
| Tsz Ching Tang 鄧子政 | Rep 1 | 2023-03 | 2025-03 |
| Chor Hei Cheung 張佐禧 | Rep 1 | 2022-03 | 2024-11 |
| Ching Ching Lau 劉晶晶 | Rep 1 | 2004-12 | 2024-11 |
| Kar Ming Tang 鄧嘉銘 | Rep 1 | 2017-05 | 2024-11 |
| Ho Yin Cheng 鄭浩然 | Rep 1 | 2021-07 | 2024-11 |
| Wendy Kam Yin Tsang 曾錦燕 | RO 4 | 2024-01 | 2024-09 |
| Chun Stanley Lee 李俊 | Rep 1 | 2023-10 | 2024-07 |
| Chi Yau Chung 鍾志由 | Rep 1 | 2021-10 | 2024-06 |
| Wing Chuen Long 龍永銓 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-02 |
| Yin Hing Wong 黃燕馨 | Rep 1 | 2017-06 | 2023-09 |
| Kit Man Cheung 張潔雯 | Rep 1 | 2023-06 | 2023-09 |
| Ka Lam Lo 羅嘉琳 | Rep 1 | 2015-05 | 2023-09 |
| Sing Chun Ng 吳聲駿 | Rep 1 | 2023-04 | 2023-07 |
| Man Tao Lee 李民滔 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2023-07 |
| Hoi Yin Li 李海燕 | Rep 1 | 2008-03 | 2023-06 |
| Chun Fai Tsang 曾俊輝 | Rep 1 | 2021-07 | 2023-06 |
| Chui Wa Tin 田翠華 | Rep 1 | 2019-02 | 2023-06 |
| Wing Chi Law 羅詠芝 | Rep 1 | 2012-06 | 2023-05 |
| Siu Wai Ting 丁小蕙 | Rep 1 | 2007-10 | 2023-05 |
| Kai Kai Liu 廖佳佳 | Rep 1 | 2017-11 | 2023-03 |
| Man See Leung 梁蔓詩 | Rep 1 | 2010-10 | 2023-03 |
| Ka Ho Wong 黃嘉豪 | Rep 1 | 2017-10 | 2023-03 |
| Kai Long Tang 鄧堦朗 | Rep 1 | 2021-11 | 2023-02 |
| Siu Mei Lam 林少媚 | Rep 1 | 2019-06 | 2022-12 |
| Mei Yu Lo 羅美如 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2022-11 |
| Wing Yip Leung 梁永業 | Rep 1 | 2008-11 | 2022-08 |
| Kok Pui Fong 方幗沛 | Rep 1 | 2022-05 | 2022-07 |
| Chang Zhu 朱暢 | Rep 1 | 2020-02 | 2022-03 |
| Ka Fai Li 李家輝 | Rep 1 | 2007-03 | 2022-03 |
| Man Pang Ng 吳文鵬 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2022-03 |
| Sung Chan 陳嵩 | Rep 1 | 2019-07 | 2022-01 |
| Chi Chung Chan 陳智聰 | Rep 1 | 2008-12 | 2021-11 |
| Chi Wai Chan 陳志偉 | Rep 1 | 2021-10 | 2021-11 |
| Sze Wing Chiu 趙時榮 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2021-09 |
| Chun Lung Mo 毛振龍 | Rep 1 | 2007-08 | 2021-09 |
| Ching Hin Lo 盧正軒 | Rep 1 | 2019-07 | 2021-08 |
| Chi Shing Cheng 鄭志成 | Rep 1 | 2021-06 | 2021-08 |
| Cheong Hing Ng 吳昌興 | Rep 1 | 2010-12 | 2021-07 |
| Hongjiang Huang 黃泓江 | Rep 1 | 2019-04 | 2021-06 |
| Pui Fai Wong 黃沛輝 | Rep 1 | 2017-12 | 2021-06 |
| Sin Tai Wu 胡倩娣 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2021-06 |
| Ka Kit Chu 朱嘉傑 | Rep 1 | 2006-07 | 2021-05 |
| Zing Kwen Wai 韋靖昀 | Rep 1 | 2018-05 | 2021-05 |
| Sau Lai Chung 鍾秀麗 | Rep 1 | 2018-06 | 2021-01 |
| Ka Hei Chu 朱嘉熹 | Rep 1 | 2015-06 | 2020-09 |
| Jianshu You 尤建樹 | Rep 1 | 2014-08 | 2020-06 |
| Nga Wing Leung 梁雅詠 | Rep 1 | 2019-10 | 2020-02 |
Showing 1–100 of 414
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1370 staff - 2 shared activity types - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司
KGI Asia Limited
CE BKJ214 - 452 staff - 2 shared activity types - 凱基證券亞洲有限公司