Ching Ching Lau
劉晶晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Ching Lau (劉晶晶), a licensed former licensee with CE reference AAJ216. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-23 | 2024-11-30 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2024-11-30 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-02 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-02 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 9 — Asset management | present | 2007-07-12 |