Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shenwan Hongyuan Securities (H.K.) Limited (申萬宏源證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAC927. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 159 (total recorded over time: 814). Earliest licence on file: 2022-06-21.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Level 4, Three Pacific Place, 1 Queen's Road East, Admiralty
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | 2022-06-21 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-03-30 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-30 |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-09-11 |
| Type 9 - Asset management | Pre-2003 | 2004-03-30 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (814)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Man Au Yeung 歐陽敏 | RO 1 Rep 1 | 2023-05 | Present |
| Hoi Wa Cheng 鄭凱華 | RO 1 Rep 1 | 2008-08 | Present |
| Rui Guo 郭睿 | RO 1, 4 Rep 1 | 2024-11 | Present |
| Yanting Guo 郭妍婷 | RO 1 Rep 1 | 2011-05 | Present |
| James Ka Chun Ha 夏家俊 | RO 1 Rep 1 | 2005-05 | Present |
| Kai Kin Ho 何啟建 | RO 1 Rep 1 | 2007-09 | Present |
| King Wai Lai 黎景威 | RO 1 Rep 1 | 2007-11 | Present |
| Yuen Hung Lau 劉婉鴻 | RO 1 Rep 1 | 2021-11 | Present |
| Sung Tat Li 李崇達 | RO 1 Rep 1 | 2023-08 | Present |
| Jun Liang 梁鈞 | RO 1, 4 | 2021-06 | Present |
| Joseph Liu | RO 4 Rep 1 | 2021-09 | Present |
| Hongwei Luo | RO 1, 4 Rep 1, 4 | 2024-12 | Present |
| Yuna Shin 申有懦 | RO 1 Rep 1 | 2024-02 | Present |
| Haoru Sun 孫浩如 | RO 1 Rep 1 | 2021-08 | Present |
| San Kuen Wong 王新娟 | RO 1 Rep 1 | 2006-06 | Present |
| Ruihan Yin 尹蕤菡 | RO 1, 4 Rep 1 | 2021-11 | Present |
| Lili Yu 俞力黎 | RO 1, 4 | 2023-10 | Present |
| Yibo Zhang 張亦波 | RO 1, 4 Rep 1, 4 | 2022-11 | Present |
| Cheuk Hei Au 區焯睎 | Rep 1 | 2023-12 | Present |
| Yingting Cao 曹穎婷 | Rep 1 | 2015-03 | Present |
| Benny Wing Leong Chan 陳永亮 | Rep 1 | 2010-08 | Present |
| Dominic Tor Ming Chan 陳多明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Kui Hung Chan 陳鉅洪 | Rep 1 | 2006-06 | Present |
| Maggie Po Ling Chan 陳寶玲 | Rep 1 | 2013-08 | Present |
| Man Yim Chan 陳文艷 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Polly Wai Tai Chan 陳偉娣 | Rep 1 | 2021-11 | Present |
| Sau Mei Chan 陳秀美 | Rep 1 | 2005-09 | Present |
| Sheung Pun Chan 陳尚斌 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Suk Ching Chan 陳淑貞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Sze Chan 陳詩 | Rep 1 | 2021-11 | Present |
| Wei Kwun Chan 陳維鈞 | Rep 1 | 2020-09 | Present |
| Yuet Ngor Chan 陳月娥 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Hui Miao Chang 張輝苗 | Rep 1 | 2019-11 | Present |
| Ching On Thomas Chau 周靖安 | Rep 1 | 2009-02 | Present |
| Jixun Chen 陳濟洵 | Rep 1 | 2026-02 | Present |
| Shih Chieh Chen 陳世傑 | Rep 1 | 2012-01 | Present |
| Yanyu Chen 陈彦羽 | Rep 1 | 2025-04 | Present |
| Yixin Chen 陳以心 | Rep 1 | 2026-06 | Present |
| Yuexi Chen 陈玥锡 | Rep 1 | 2021-04 | Present |
| Tak Choi Cheng 鄭德財 | Rep 1 | 2020-12 | Present |
| Chi To Cheong 莊志濤 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Kin Hang Cheung 張建恆 | Rep 1 | 2010-09 | Present |
| Man Sang Cheung 張文生 | Rep 1 | 2003-12 | Present |
| Thomas Hin Man Cheung 張憲民 | Rep 1 | 2004-05 | Present |
| Yin Chong Chin 錢燕莊 | Rep 1 | 2014-09 | Present |
| Wan Ching 程云 | Rep 1 | 2007-06 | Present |
| Ming Chiu 趙明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Che Kin Choi 蔡志堅 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chee Chow 周琦 | Rep 1 | 2005-05 | Present |
| Wai Lun Chu 朱偉倫 | Rep 1 | 2009-09 | Present |
| Chun Sing Chui 徐進昇 | Rep 1 | 2023-07 | Present |
| Yuling Dong 董玉玲 | Rep 1 | 2024-11 | Present |
| Ruirui Dou 竇瑞瑞 | Rep 1 | 2014-02 | Present |
| Xu Du 杜栩 | Rep 1 | 2021-08 | Present |
| Yu Ching Fung 馮愈晴 | Rep 1 | 2021-08 | Present |
| Jiayuan Gao 高嘉苑 | Rep 1, 4 | 2025-02 | Present |
| Jessica Jiahui Gong | Rep 1 | 2026-05 | Present |
| Si Man Ho 何詩敏 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Xianyi Hong 洪賢毅 | Rep 1, 4 | 2026-04 | Present |
| Boyu Hu 胡博宇 | Rep 1 | 2026-04 | Present |
| Zhaoling Hu 胡昭玲 | Rep 1 | 2013-07 | Present |
| Ching Hui 許征 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Xing Kang 康惺 | Rep 1 | 2007-12 | Present |
| Hak Keung Kung 龔克強 | Rep 1 | 2005-06 | Present |
| Ida Yee Man Kwai 桂綺雯 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Aaron Kwok Ho Kwan 關國豪 | Rep 1 | 2019-11 | Present |
| Pik Ngan Kwan 關碧顏 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Cheong Lai 黎昌 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Christine Nga Sze Lai 黎雅詩 | Rep 1 | 2004-06 | Present |
| Sau Han Lai 黎秀嫻 | Rep 1 | 2010-09 | Present |
| Chun Fat Lam 林振發 | Rep 1 | 2007-04 | Present |
| Mau Kit Lam 林茂傑 | Rep 1 | 2020-04 | Present |
| Ronald Shu Lok Lam 林樹樂 | Rep 1 | 2005-07 | Present |
| Shing Lam 林盛 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Dick Man Lau 劉滌文 | Rep 1 | 2005-07 | Present |
| Alexander Kit Chiu Lee 李潔釗 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Cheuk Ming Lee 李卓明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ho Lee 李浩 | Rep 1 | 2023-11 | Present |
| Wai Leung Lee 李惠樑 | Rep 1 | 2005-05 | Present |
| Wun Mei Lee 李煥美 | Rep 1 | 2008-11 | Present |
| Yuen Ting Lee 李婉婷 | Rep 1 | 2012-03 | Present |
| Chun Sau Leung 梁俊修 | Rep 1 | 2008-01 | Present |
| Po Hung Leung 梁寶紅 | Rep 1 | 2019-10 | Present |
| Siu Mui Leung 梁少梅 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Yun Kwai Leung 梁潤貴 | Rep 1 | 2008-03 | Present |
| Eric Kwong Chee Li 李廣志 | Rep 1 | 2014-06 | Present |
| Junyi Li 李俊儀 | Rep 1, 4 | 2024-07 | Present |
| Lee Ming Li 李利明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Mao Li 李懋 | Rep 1 | 2022-06 | Present |
| Wai Kit Li 李偉杰 | Rep 1 | 2021-07 | Present |
| Aitong Liang 梁藹彤 | Rep 1 | 2023-08 | Present |
| Heng Liang 梁恒 | Rep 1 | 2022-04 | Present |
| Mengxia Lin 林夢霞 | Rep 1, 4 | 2018-06 | Present |
| Xiao Tong Lin 林小桐 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Wai Man Ling 凌慧敏 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chenyan Liu 刘晨妍 | Rep 1 | 2025-06 | Present |
| Fei Liu 劉菲 | Rep 1 | 2026-03 | Present |
| Wai Hong Liu 柳維翰 | Rep 1 | 2003-06 | Present |
| Yijun Liu 劉奕君 | Rep 1 | 2019-08 | Present |
| Yin Liu 劉寅 | Rep 1 | 2010-01 | Present |
Showing 1–100 of 814
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