Chee Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chee Chow (周琦), a licensed Representative with CE reference AFD151. Currently licensed at 2 firm(s): Shenwan Hongyuan Securities (H.K.) Limited, Shenwan Hongyuan Futures (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.5 years of SFC licence history. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-24 | present |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-05-24 | present |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-03-07 | 2018-07-06 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-05 | 2005-05-23 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-06-05 | 2005-05-23 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-29 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-04-29 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-29 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-04-29 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-29 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-29 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-29 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 - Securities margin financing | Pre-2003 | 2003-04-29 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-29 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chee Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.