Wai Leung Lee
李惠樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung Lee (李惠樑), CE reference AFU268. Currently licensed at 2 firm(s): Shenwan Hongyuan Securities (H.K.) Limited, Shenwan Hongyuan Futures (H.K.) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-24 | present |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-24 | present |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-20 | 2005-05-24 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-24 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-17 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-17 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-17 |