Chun Fat Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Fat Lam (林振發), a licensed Representative with CE reference AOU531. Currently licensed at 2 firm(s): Shenwan Hongyuan Futures (H.K.) Limited, Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 19.6 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-25 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-12 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Fat Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.