BOCI Securities Limited

中銀國際證券有限公司
CE No. AAC298 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BOCI Securities Limited (中銀國際證券有限公司), a Hong Kong-based licensed corporation with CE reference AAC298. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 323 (total recorded over time: 1428). Earliest licence on file: 2004-03-01.

Category:
Sell side · Brokerage
Registered address:
26/F, Bank of China Tower, 1 Garden Road, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 2 - Dealing in futures contracts 2005-10-06 present
Type 4 - Advising on securities 2004-03-01 present
Type 5 - Advising on futures contracts 2005-10-06 present
Type 3 - Leveraged foreign exchange trading 2011-02-25 2015-07-03
Type 4 - Advising on securities Pre-2003 2004-01-12
Type 6 - Advising on corporate finance Pre-2003 2004-01-12
Type 9 - Asset management Pre-2003 2004-01-12

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (1428)

Active on date
Name Activities First licensed To
Ho Ming Chan 陳鎬明 RO 1, 2, 4 Rep 1, 2, 4 2022-09 Present
Hui Chan 曾輝 RO 1, 4 Rep 1, 4 2007-09 Present
Ka Hung Chan 陳嘉鴻 RO 1 Rep 1 2021-01 Present
Yue Chan 陳裕 RO 1, 4 Rep 1, 2, 3, 4 2008-06 Present
Anyuan Chen 陳安源 RO 1 Rep 1 2025-03 Present
Haofei Chen 陳昊飛 RO 4 2026-03 Present
Iok Wa Cheung 張育華 RO 1, 4 Rep 1, 4 2023-03 Present
James Kwok Lung Cheung 張國龍 RO 1, 4 2022-08 Present
Kat Cheung Cheung 張吉祥 RO 1, 2 Rep 1, 2, 4 2024-09 Present
Shing Yat Cheung 張聲一 RO 1, 2, 4 Rep 1, 2, 3, 4 2004-07 Present
Kee Hong Chiang 蔣紀康 RO 1, 4 Rep 1, 4 2013-05 Present
Kim Fung Ching 程劍鋒 RO 1, 4 Rep 1, 2, 4, 5 2024-03 Present
Kin Chiu Choi 蔡建超 RO 1, 4 Rep 1, 4 2007-01 Present
Siu Fai Chow 周兆輝 RO 1, 4 Rep 1, 4 2010-04 Present
Yan Du 杜岩 RO 1, 2, 4, 5 2024-11 Present
Hubert Ming Kong Kam 甘明光 RO 1, 2, 4 Rep 1, 2, 3, 4 2005-04 Present
Ronnie Chun Hung Kung 龔臻虹 RO 1, 2, 4, 5 Rep 1, 2, 3 2014-01 Present
Eddie Sai Fung Lam 林世鋒 RO 1, 2 Rep 1, 2, 3 2004-01 Present
Chi Sing Lau 劉志成 RO 4 2026-04 Present
Chao Li 李超 RO 1, 4 Rep 1, 2, 4 2023-06 Present
Minzhen Li 李旻真 RO 1 Rep 1 2022-08 Present
Zhe Li 李哲 RO 1, 4 Rep 1, 4 2024-08 Present
Taisheng Liu 柳太勝 RO 1 Rep 1 2021-01 Present
Wan Hoi Liu 廖雲海 RO 1, 2 Rep 1, 2, 4 2009-02 Present
Ngan Pak 白韌 RO 1, 2, 4, 5 Rep 1, 2, 5 2012-03 Present
Yunhua Wang 王蘊華 RO 1, 4 Rep 1, 4 2006-09 Present
Ivan Sze Yuen Wong 王士元 RO 1, 2 Rep 1, 2, 4 2015-06 Present
Qiong Wu 吳琼 RO 4 Rep 4 2009-05 Present
Ziwei Wu 吳子維 RO 1 Rep 1 2025-03 Present
Fan Yang 楊凡 RO 1 2026-04 Present
Kwok Hung Yuen 袁國雄 RO 1, 2, 4 Rep 1, 2, 3, 4 2014-01 Present
Kun Zhang 張鯤 RO 1 2025-04 Present
Martin Bradley Rep 1, 4 2006-04 Present
Meiqi Cai 蔡美琦 Rep 4 2026-02 Present
Zhiwei Cai 蔡之偉 Rep 1 2025-08 Present
Honglei Cao 曹鴻磊 Rep 1, 2, 4 2007-09 Present
Andrew Ka Ho Chan 陳家豪 Rep 1, 2, 3, 4, 6, 9 Pre-2003 Present
Chor Yan Chan 陳楚欣 Rep 1, 2 2020-11 Present
Chun Chung Chan 陳振聰 Rep 1, 2, 4 2016-01 Present
Chun Yu Chan 陳雋裕 Rep 1, 2, 4 2015-07 Present
Hiu Lan Chan 陳曉蘭 Rep 1, 4 2020-02 Present
Hiu Yu Chan 陳曉瑜 Rep 1, 4, 6, 9 Pre-2003 Present
Kay Ming Yee Chan 陳明意 Rep 1, 2 2023-07 Present
Lif Sing Chan 陳烈勝 Rep 1, 2, 4 2015-09 Present
Man Chan 陳敏 Rep 1, 2, 4 2015-07 Present
Suk Han Chan 陳淑嫻 Rep 1, 2, 4, 5 2015-09 Present
Sung Chan 陳嵩 Rep 1, 2, 4 2022-03 Present
Tak Shing Chan 陳德成 Rep 1, 4 2013-09 Present
Tsz Yin Chan 陳梓彥 Rep 1, 2, 4 2014-10 Present
Wai Ling Chan 陳慧玲 Rep 1, 4, 6, 9 Pre-2003 Present
Wilson Wai Hang Chan 陳瑋恆 Rep 1, 2, 3, 4 2014-01 Present
Wing Yee Chan 陳穎沂 Rep 1, 2, 4 2004-04 Present
Yee Man Chan 陳綺文 Rep 1, 2 2015-05 Present
Yin Hong Chan 陳彥匡 Rep 1, 2, 4 2021-01 Present
Yu Hin Chan 陳宇軒 Rep 1, 2, 3, 4 2010-12 Present
Luen Kit Ernest Chao 曹暖傑 Rep 1, 2, 4, 5 2024-03 Present
Jieshan Chen 陳潔珊 Rep 1 2023-02 Present
Kun Chen 陳坤 Rep 1, 2, 4 2026-03 Present
Nan Chen 陳南 Rep 1 2026-05 Present
Ruojun Chen 陳若君 Rep 1 2026-04 Present
Sichao Chen 陳思超 Rep 4 2026-01 Present
Yiqun Chen 陳逸群 Rep 4 2025-12 Present
Ka Bing Cheng 鄭嘉冰 Rep 1, 2, 4, 5 2015-12 Present
Teresa Bik Gwan Cheng 鄭璧鈞 Rep 1, 2, 4, 5 2025-03 Present
Chi Wai Cheuk 卓芷慧 Rep 1, 2, 3, 4 2004-04 Present
Cho Chi Cheung 章楚枝 Rep 1, 2, 4 2015-06 Present
Eva Lai Mui Cheung 張麗梅 Rep 1, 2 2019-06 Present
Fei Hung Cheung 張飛鴻 Rep 1, 2 2026-06 Present
Hang Lok Cheung 張恒樂 Rep 1, 2, 4, 5 2022-06 Present
Kam Fai Cheung 張錦輝 Rep 1, 2, 3, 4 2014-01 Present
Kwok On Cheung 張國安 Rep 1, 2, 3, 4 2014-01 Present
Lai Hung Cheung 張麗虹 Rep 1 2024-04 Present
Siu Keung Cheung 張少強 Rep 1, 2, 4 2021-11 Present
Wai Lap Cheung 張偉立 Rep 1, 2, 3, 4 2011-09 Present
Chen Chi 池晨 Rep 1, 4 2007-11 Present
Chun Yin Chiu 趙俊賢 Rep 1, 2, 3, 4 2007-08 Present
Kam Fai Chiu 趙錦輝 Rep 1, 2, 3, 4 2014-02 Present
Yin Man Chiu 趙彥文 Rep 1, 4 2026-08 Present
Pong Hang Ryan Chow 周邦恒 Rep 1, 2 2025-09 Present
Sheung Kar Chow 周尚嘉 Rep 1, 2, 4 2018-05 Present
Fiona Man Yee Chu 朱敏儀 Rep 1, 2, 4, 5 2015-10 Present
Fong Ting Chu 朱芳婷 Rep 1, 2 2010-10 Present
Hung Chu 朱紅 Rep 1, 2, 4 2013-09 Present
Ping Kei Chu 朱平基 Rep 1, 2, 3, 4, 6, 9 Pre-2003 Present
Shu Him Chui 徐樹謙 Rep 1, 2, 4 2023-06 Present
Yuen Shan Chui 徐婉姗 Rep 1, 2, 4, 5 2023-06 Present
Wai Chun Chung 鍾煒晋 Rep 1, 2, 4 2019-11 Present
Chenfei Cui 崔辰飛 Rep 1, 4 2026-07 Present
Jieli Cui 崔洁俐 Rep 1, 4 2011-09 Present
Zile Cui 崔子乐 Rep 4 2026-02 Present
Jinze Du 杜金澤 Rep 1, 4 2026-08 Present
Hoi Chi Fan 范凱智 Rep 1, 2, 4 2021-05 Present
Kam Ho Fan 范錦濠 Rep 1, 2, 4 2020-09 Present
Kin Ming Fan 范鍵明 Rep 1, 2, 4 2017-07 Present
Yuen Wing Fan 范婉穎 Rep 1, 2, 3 2008-06 Present
Yunqing Fei 費云青 Rep 4 2026-01 Present
Kam Kong Fok 霍錦江 Rep 1, 2, 4, 5 2017-02 Present
Alexander Chun Kit Fong 方振傑 Rep 1 2009-12 Present
Tok Cheung Fong 方鐸璋 Rep 1, 2, 3, 4 2014-01 Present
Kun Fu 傅堃 Rep 1 2019-07 Present
Showing 1–100 of 1428

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