Ngan Pak
白韌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngan Pak (白韌), CE reference AEX663. Currently licensed at 2 firm(s): Po Sang Securities Limited, BOCI Securities Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-09 | present |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 4 — Advising on securities | 2025-10-09 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-08-19 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-07-10 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-16 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2015-06-16 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-07-10 | 2025-08-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-13 | 2015-06-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-13 | 2025-07-10 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-22 | 2015-04-21 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-13 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-04 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-13 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-13 |