Anyuan Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anyuan Chen (陳安源), a licensed Responsible Officer with CE reference BCV493. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 12.1 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-13 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-13 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-06-13 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-20 | 2025-06-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-20 | 2025-06-13 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-03-20 | 2025-06-13 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-24 | 2024-12-09 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-24 | 2024-12-09 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-09-24 | 2024-12-09 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-17 | 2024-09-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-17 | 2024-09-24 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-17 | 2024-09-24 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-15 | 2018-07-03 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-20 | 2018-07-03 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-11 | 2016-05-04 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-11 | 2016-05-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-03 | 2015-04-30 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-03 | 2015-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anyuan Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jing Bian | ABCI Capital Limited | 2018–2024 |
| Qing Zhang | ABCI Capital Limited | 2018–2024 |
| Xiaohan Zhou | ABCI Capital Limited | 2018–2024 |
| Liyun Yu | ABCI Capital Limited | 2018–2024 |
| Chuanqi Sun | ABCI Capital Limited | 2019–2024 |
| Chi Hung Wong | ABCI Securities Company Limited | 2018–2024 |
| Yixiao Sun | ABCI Capital Limited | 2018–2022 |
| Yixuan Han | ABCI Capital Limited | 2021–2024 |
| Haiqin Huang | ABCI Capital Limited | 2018–2024 |
| Hok Ming Ma | ABCI Capital Limited | 2018–2024 |
| Marco Lan Wong | ABCI Capital Limited | 2018–2024 |
| Meng Yan | ABCI Capital Limited | 2018–2024 |
| Te Hau Yang | ABCI Capital Limited | 2018–2024 |
| Yuan Li | ABCI Capital Limited | 2018–2024 |
| Rong Liu | ABCI Capital Limited | 2018–2024 |
| Yuekun Wang | ABCI Capital Limited | 2018–2024 |
| Kin To Chan | ABCI Capital Limited | 2018–2024 |
| Wenchao Wang | ABCI Capital Limited | 2018–2024 |
| Juli Zhan | ABCI Capital Limited | 2018–2024 |
| Jing Wu | ABCI Capital Limited | 2018–2024 |