Kay Ming Yee Chan
陳明意
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kay Ming Yee Chan (陳明意), CE reference BHL504. Currently licensed at 1 firm(s): BOCI Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-18 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-18 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-05-16 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2016-05-16 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2016-05-16 | 2017-09-26 |