Sino Wealth Asset Management Limited
國新資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sino Wealth Asset Management Limited (國新資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BII431. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 13). Earliest licence on file: 2017-01-03.
- Category:
-
Buyside · Asset management ?
- Registered address:
- Room 3901, 39/F, The Center, 99 Queen's Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2017-01-03 | present |
| Type 9 - Asset management | 2017-01-03 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Wah Lo 魯震華 | RO 4, 9 | 2026-05 | Present |
| Miu Ki Yu 庾苗期 | RO 4, 9 | 2023-05 | Present |
| Man Kit Chiu 趙文傑 | RO 4, 9 | 2024-10 | 2026-01 |
| Hok Lai Li 李學禮 | RO 4, 9 | 2023-08 | 2024-09 |
| Wan Yee Hui 許韻兒 | RO 4, 9 Rep 4, 9 | 2019-05 | 2023-06 |
| Anna Marie Tham 譚妙芳 | RO 4, 9 | 2018-09 | 2023-06 |
| Kim Kwong Ho 何劍剛 | RO 4, 9 | 2018-09 | 2020-08 |
| Kwun Yip Tse 謝冠業 | RO 4, 9 | 2018-10 | 2019-10 |
| Chi Shing Tiu 刁志誠 | Rep 4, 9 | 2017-01 | 2018-12 |
| Hing Hung Tsang 曾慶洪 | Rep 9 | 2017-03 | 2018-12 |
| Hin Tat Wat 屈顯達 | Rep 4 | 2017-01 | 2018-12 |
| Yiu Fai Au 區耀輝 | RO 4, 9 | 2017-01 | 2018-07 |
| Sze Kong Kwok 郭詩江 | RO 4, 9 | 2017-01 | 2018-01 |
Showing 1–13 of 13
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