Kwun Yip Tse
謝冠業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Yip Tse (謝冠業), CE reference AEE301. Currently licensed at 1 firm(s): Oriens Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriens Asset Management Limited 泰豐東方資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-17 | present |
| Oriens Asset Management Limited 泰豐東方資產管理有限公司 |
RO | Type 9 — Asset management | 2020-01-17 | present |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-12 | 2019-10-31 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 9 — Asset management | 2018-10-12 | 2019-10-31 |
| Nuada Limited 洛爾達有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-16 | 2018-09-30 |