Chi Shing Tiu
刁志誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Tiu (刁志誠), a licensed former licensee with CE reference AQZ645. This person has 12.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Profitech Securities Limited 盈科證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-14 | 2021-05-31 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-27 | 2018-12-31 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-01-27 | 2018-12-31 |
| Sino Wealth Securities Limited 國新證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-29 | 2020-06-30 |
| Sino Wealth Securities Limited 國新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-02 | 2016-04-29 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-21 | 2016-01-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-03 | 2008-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Shing Tiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.