Zhuoyuan Li
李卓媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuoyuan Li (李卓媛), a licensed former licensee with CE reference BOU195. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-14 | 2023-12-29 |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-14 | 2023-12-29 |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
Rep | Type 9 — Asset management | 2019-10-14 | 2022-07-19 |