Shaw Yun Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaw Yun Ng, a licensed former licensee with CE reference BGH309. This person has 6.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-22 | 2022-06-15 |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 9 - Asset management | 2016-12-22 | 2022-06-15 |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 4 - Advising on securities | 2015-11-04 | 2022-06-15 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaw Yun Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Frewen Lam | ROC Partners (HK) Limited | 2015–2022 |
| Zhixiang Zhang | ROC Partners (HK) Limited | 2015–2022 |
| Cambie Kam Pui Chan | ROC Partners (HK) Limited | 2015–2022 |
| Yihua Ding | ROC Partners (HK) Limited | 2016–2022 |
| Daryl Wee | ROC Partners (HK) Limited | 2017–2021 |
| William Kin On Lo | ROC Partners (HK) Limited | 2016–2019 |
| Zhuoyuan Li | ROC Partners (HK) Limited | 2019–2022 |
| Saisai Hu | ROC Partners (HK) Limited | 2020–2022 |
| Taeyoung Chung | ROC Partners (HK) Limited | 2015–2017 |
| Mang Kiu Chan | ROC Partners (HK) Limited | 2021–2022 |
| Vincent Ching Wing Ho | ROC Partners (HK) Limited | 2015 |