Trading Central Asia Limited

乾鼎亞洲有限公司

CE No. AWI815 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trading Central Asia Limited (乾鼎亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AWI815. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 6 (total recorded over time: 12). Earliest licence on file: 2011-03-08.
Category:: Sell side · Brokerage ?
Registered address:: 21/F, Lee Garden Three, 1 Sunning Road, Causeway Bay
Website:
LinkedIn:

Activity	From	To
Type 4 - Advising on securities	2011-03-08	present
Type 5 - Advising on futures contracts	2011-03-08	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Remy Thomas Laurent Gaussens	RO 4, 5	2011-03	Present
Kim Ming Lam 林劍明	RO 4, 5 Rep 4, 5	2014-09	Present
Alain Jean-Claude Pellier	RO 4, 5	2018-09	Present
Jun Zhang 張珺	RO 4, 5	2011-03	Present
Chi Kong Jim 詹志剛	Rep 4, 5	2017-05	Present
Hung Tin George Lam 林鴻天	Rep 4, 5	2018-11	Present
Romain Henri Francois Gandon	RO 4, 5	2011-03	2022-06
Ching Yee Ng 吳靜儀	Rep 4, 5	2018-06	2019-02
Pui Lai Chan 陳珮麗	Rep 4, 5	2013-05	2017-08
Li Zhao 趙力	Rep 4, 5	2014-07	2017-07
Pak Yan Chan 陳柏恩	Rep 4, 5	2016-05	2016-10
Sau Man Chan 陳秀雯	Rep 4, 5	2014-09	2016-03