Trading Central Asia Limited
乾鼎亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trading Central Asia Limited (乾鼎亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AWI815. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 6 (total recorded over time: 12). Earliest licence on file: 2011-03-08.
- Category:
- Registered address:
- 21/F, Lee Garden Three, 1 Sunning Road, Causeway Bay
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2011-03-08 | present |
| Type 5 - Advising on futures contracts | 2011-03-08 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Remy Thomas Laurent Gaussens | RO 4, 5 | 2011-03 | Present |
| Kim Ming Lam 林劍明 | RO 4, 5 Rep 4, 5 | 2014-09 | Present |
| Alain Jean-Claude Pellier | RO 4, 5 | 2018-09 | Present |
| Jun Zhang 張珺 | RO 4, 5 | 2011-03 | Present |
| Chi Kong Jim 詹志剛 | Rep 4, 5 | 2017-05 | Present |
| Hung Tin George Lam 林鴻天 | Rep 4, 5 | 2018-11 | Present |
| Romain Henri Francois Gandon | RO 4, 5 | 2011-03 | 2022-06 |
| Pak Yan Chan 陳柏恩 | Rep 4, 5 | 2016-05 | 2016-10 |
| Pui Lai Chan 陳珮麗 | Rep 4, 5 | 2013-05 | 2017-08 |
| Sau Man Chan 陳秀雯 | Rep 4, 5 | 2014-09 | 2016-03 |
| Ching Yee Ng 吳靜儀 | Rep 4, 5 | 2018-06 | 2019-02 |
| Li Zhao 趙力 | Rep 4, 5 | 2014-07 | 2017-07 |
Showing 1–12 of 12
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