Trading Central Asia Limited

乾鼎亞洲有限公司

CE No. AWI815 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trading Central Asia Limited (乾鼎亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AWI815. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts. Current licensed staff on file: 6 (total recorded over time: 12). Earliest licence on file: 2011-03-08.

More firms doing Advising on securities →More firms doing Advising on futures contracts →

Registered address

21/F, Lee Garden Three, 1 Sunning Road, Causeway Bay

Licence history

Activity	From	To
Type 4 — Advising on securities	2011-03-08	present
Type 5 — Advising on futures contracts	2011-03-08	present

Licensed staff (all-time) (12)
Active on date

4 Advising on securities 5 Advising on futures contracts

RO only

Name	Activities	First licensed	To
Romain Henri Francois Gandon	RO 4, 5	2011-03	2022-06
Remy Thomas Laurent Gaussens	RO 4, 5	2011-03	Present
Kim Ming Lam 林劍明	RO 4, 5 Rep 4, 5	2014-09	Present
Alain Jean-Claude Pellier	RO 4, 5	2018-09	Present
Jun (SFC:AWT046) Zhang 張珺	RO 4, 5	2011-03	Present
Pak Yan Chan 陳柏恩	Rep 4, 5	2016-05	2016-10
Pui Lai Chan 陳珮麗	Rep 4, 5	2013-05	2017-08
Sau Man (SFC:BDZ195) Chan 陳秀雯	Rep 4, 5	2014-09	2016-03
Chi Kong Jim 詹志剛	Rep 4, 5	2017-05	Present
Hung Tin George Lam 林鴻天	Rep 4, 5	2018-11	Present
Ching Yee Ng 吳靜儀	Rep 4, 5	2018-06	2019-02
Li (SFC:BAB075) Zhao 趙力	Rep 4, 5	2014-07	2017-07