Romain Henri Francois Gandon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Romain Henri Francois Gandon ( ), a licensed former licensee with CE reference AWI827. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 4 — Advising on securities | 2018-09-06 | 2022-06-08 |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-09-06 | 2022-06-08 |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-03-08 | 2011-06-15 |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-03-08 | 2011-06-15 |