Charles-Lim Capital Limited

CE No. AUV540 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles-Lim Capital Limited (), a Hong Kong-based licensed corporation with CE reference AUV540. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 12). Earliest licence on file: 2010-03-31.

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Registered address

Level 20, Southland Building, 48 Connaught Road Central, Central

Licence history

Activity	From	To
Type 9 — Asset management	2010-03-31	present

Licensed staff (all-time) (12)
Active on date

9 Asset management

RO only

Name	Activities	First licensed	To
Keiren Charles	RO 9	2010-03	Present
Shueh Yung Lim	RO 9	2010-03	Present
Phoebe Yuen Ting Tse 謝宛庭	RO 9 Rep 9	2015-12	Present
Wing Kit Wong 王永傑	RO 9	2020-10	Present
Yi Wang Ivan Lau 柳意旺	Rep 9	2017-12	2021-06
Licong Li 李麗聰	Rep 9	2016-12	Present
Andrew John (SFC:AVG755) Orchard	Rep 9	2019-08	2023-05
Ching Ni Tsoi 蔡清妮	Rep 9	2020-06	Present
Lixiao Wang 王黎晓	Rep 9	2014-04	2015-06
Rui (SFC:BFZ379) Wang 王睿	Rep 9	2015-08	2016-07
Ka Man (SFC:AVK955) Yip 葉家旻	Rep 9	2013-01	2015-07
Shiu Lun Yip 葉兆麟	Rep 9	2015-05	2020-05