Charles-Lim Capital Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles-Lim Capital Limited, a Hong Kong-based licensed corporation with CE reference AUV540. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 12). Earliest licence on file: 2010-03-31.
- Category:
-
Buyside · Hedge fund
- Registered address:
- Level 20, Southland Building, 48 Connaught Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 - Asset management | 2010-03-31 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Keiren Charles | RO 9 | 2010-03 | Present |
| Shueh Yung Lim | RO 9 | 2010-03 | Present |
| Phoebe Yuen Ting Tse 謝宛庭 | RO 9 Rep 9 | 2015-12 | Present |
| Wing Kit Wong 王永傑 | RO 9 | 2020-10 | Present |
| Licong Li 李麗聰 | Rep 9 | 2016-12 | Present |
| Ching Ni Tsoi 蔡清妮 | Rep 9 | 2020-06 | Present |
| Andrew John Orchard | Rep 9 | 2019-08 | 2023-05 |
| Yi Wang Ivan Lau 柳意旺 | Rep 9 | 2017-12 | 2021-06 |
| Shiu Lun Yip 葉兆麟 | Rep 9 | 2015-05 | 2020-05 |
| Rui Wang 王睿 | Rep 9 | 2015-08 | 2016-07 |
| Ka Man Yip 葉家旻 | Rep 9 | 2013-01 | 2015-07 |
| Lixiao Wang 王黎晓 | Rep 9 | 2014-04 | 2015-06 |
Showing 1–12 of 12
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 904 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 890 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 437 staff - 1 shared activity type - 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 411 staff - 1 shared activity type - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 406 staff - 1 shared activity type - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 319 staff - 1 shared activity type - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 1 shared activity type - 瑞穗證券亞洲有限公司